Filing Details

Accession Number:
0000100493-10-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-06 15:02:23
Reporting Period:
2010-10-05
Filing Date:
2010-10-06
Accepted Time:
2010-10-06 15:02:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100493 Tyson Foods Inc TSN Poultry Slaughtering And Processing (2015) 710225165
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1340955 V James Lochner 2200 Don Tyson Parkway
Springdale AR 72762
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-09-30 4,184 $0.00 22,613 No 5 J Indirect Employee Stock Purchase Plan
Class A Common Stock Acquisiton 2010-09-30 526 $0.00 166,433 No 5 J Direct
Class A Common Stock Acquisiton 2010-10-05 8,403 $0.00 174,836 No 4 M Direct
Class A Common Stock Disposition 2010-10-05 2,811 $16.13 172,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect Employee Stock Purchase Plan
No 5 J Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance Shares Disposition 2007-10-01 25,210 $0.00 25,210 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-05 No 4 M Direct
Footnotes
  1. Represents 4,184 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
  2. Represents 526 shares of the Issuer's restricted Class A Common Stock acquired by the Reporting Person pursuant to a dividend reinvestment feature under the Tyson Foods, Inc. 2000 Stock Incentive Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisition is exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
  3. On October 1, 2007, the Reporting Person received a grant of performance shares which vested or expired on October 5, 2010. The performance shares could vest at a level of 50%-150% and were previously reported as derivative securities at the 150% level. On October 5, 2010, 8,403 shares vested and are reported herein as acquired non-derivative securities and 16,807 shares have expired.
  4. On October 5, 2010, 8,403 shares of performance Class A Common Stock vested. The award of these performance shares to the Reporting Person has previously been reported(See Footnote #3). Pursuant to an election made by the Reporting Person, 2,811 shares were sold by the Reporting Person to the Issuer on October 5, 2010, to satisfy tax withholding obligations related to the vesting.