Filing Details

Accession Number:
0001127602-10-025067
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-06 10:27:34
Reporting Period:
2007-07-30
Filing Date:
2010-10-06
Accepted Time:
2010-10-06 10:27:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
700863 Susquehanna Bancshares Inc SUSQ National Commercial Banks (6021) 232201716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359048 A Michael Morello 26 N. Cedar St
Lititz PA 17543
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2007-07-30 500 $17.59 500 No 4 P Indirect By Daughter's IRA Account
Common Stock Acquisiton 2007-08-01 4,567 $17.24 33,243 No 4 P Indirect By Daughter
Common Stock Acquisiton 2007-08-01 500 $17.32 500 No 4 P Indirect By Son's IRA Account
Common Stock Acquisiton 2007-08-06 4,500 $17.06 33,176 No 4 P Indirect By Son
Common Stock Acquisiton 2008-06-19 700 $15.35 1,200 No 4 P Indirect By Son's IRA Account
Common Stock Acquisiton 2008-06-19 50 $15.35 1,250 No 4 P Indirect By Son's IRA Account
Common Stock Acquisiton 2008-06-19 750 $15.17 1,250 No 4 P Indirect By Daughter's IRA Account
Common Stock Acquisiton 2008-07-07 500 $12.85 33,676 No 4 P Indirect By Son
Common Stock Acquisiton 2008-07-08 400 $12.63 33,643 No 4 P Indirect By Daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Daughter's IRA Account
No 4 P Indirect By Daughter
No 4 P Indirect By Son's IRA Account
No 4 P Indirect By Son
No 4 P Indirect By Son's IRA Account
No 4 P Indirect By Son's IRA Account
No 4 P Indirect By Daughter's IRA Account
No 4 P Indirect By Son
No 4 P Indirect By Daughter
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 102,000 Direct
Common Stock 40,000 Indirect By Spouse
Common Stock 4,000 Indirect Owner, Stardust Development Co. LLC
Footnotes
  1. Represents shares of common stock held in the IRA account of Mr. Morello's daughter ("Daughter"). Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  2. Includes 28,676 shares previously held indirectly through Mr. Morello's wife ("Mrs. Morello") in a custodial account for Daughter. Mrs. Morello transferred these 28,676 shares to Daughter on September 30, 2010, and such shares are now held indirectly by Mr. Morello through Daughter. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  3. Represents shares of common stock held by Daughter. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  4. Represents shares of common stock held in the IRA account of Mr. Morello's son ("Son"). Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  5. Includes 28,676 shares previously held indirectly through Mrs. Morello in a custodial account for Son. Mrs. Morello transferred these 28,676 shares to Son on September 30, 2010, and such shares are now held indirectly by Mr. Morello through Son. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  6. Represents shares of common stock held by Son. Mr. Morello disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that Mr. Morello is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.