Filing Details

Accession Number:
0001127602-10-025018
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-10-05 19:46:26
Reporting Period:
2010-10-01
Filing Date:
2010-10-05
Accepted Time:
2010-10-05 19:46:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100517 United Continental Holdings Inc. UAL Air Transportation, Scheduled (4512) 362675207
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448903 A Kathryn Mikells P.o. Box 66100 - Hdqld
Chicago IL 60666
Evp - Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-10-01 22,500 $22.33 0 No 4 D Direct
Common Stock Acquisiton 2010-10-01 102,034 $22.33 102,034 No 4 M Direct
Common Stock Disposition 2010-10-01 102,034 $22.33 0 No 4 D Direct
Common Stock Acquisiton 2010-10-01 18,750 $16.59 18,750 No 4 M Direct
Common Stock Acquisiton 2010-10-01 31,000 $4.86 49,750 No 4 M Direct
Common Stock Disposition 2010-10-01 49,750 $24.40 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2010-10-01 102,034 $0.00 102,034 $0.00
Common Stock Option (Right to Buy) Disposition 2010-10-01 18,750 $0.00 18,750 $16.59
Common Stock Option (Right to Buy) Disposition 2010-10-01 31,000 $0.00 31,000 $4.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
9,375 2018-11-02 No 4 M Direct
15,500 2019-03-31 No 4 M Direct
Footnotes
  1. Pursuant to the terms of the Management Retention Agreement, upon the closing date of the merger between JT Merger Sub, Inc. and Continental Airlines, Inc., the restricted shares and restricted stock units held by Ms. Mikells were converted into a fixed amount in cash based on the average closing price of UAL Corporation common stock over the 20 trading days ended September 30, 2010. The fixed amount in cash became fully vested upon the termination of employment of Ms. Mikells.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.39 to $24.46, inclusive. The reporting person undertakes to provide to UAL Corp., any security holder of UAL Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  3. Each restricted stock unit represented the economic equivalent of one share of common stock.
  4. Pursuant to the terms of the Management Retention Agreement, the option became fully vested upon the termination of employment of Ms. Mikells.