Filing Details

Accession Number:
0001225208-10-019793
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-25 15:43:55
Reporting Period:
2010-08-23
Filing Date:
2010-08-25
Accepted Time:
2010-08-25 15:43:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
357264 Pacific Capital Bancorp PCBC State Commercial Banks (6022) 953673456
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233927 C Roger Knopf 14692 Knopf Court
Morgan Hill CA 95037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-08-23 16,100 $1.25 118,779 No 4 S Indirect By IRA
Common Stock Disposition 2010-08-23 2,200 $1.25 16,500 No 4 S Indirect By Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By IRA
No 4 S Indirect By Wife
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,789 Indirect By Custodian For Child
Footnotes
  1. The reporting persons sale of PCBC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 18,300 shares, with the reporting persons puchase of 18,300 shares of common stock at a price of $.8684 per share on August 16, 2010. The reporting person has agreed to pay to PCBC, upon settlement of the sale, $5,663.65, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.