Filing Details

Accession Number:
0001249155-12-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-02 16:12:41
Reporting Period:
2012-06-28
Filing Date:
2012-07-02
Accepted Time:
2012-07-02 16:12:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292351 W Robert Lishman 430 Cambridge Avenue, Suite 100
Palo Alto CA 94306
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-28 10,000 $5.20 1,898,800 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2012-06-29 200 $5.42 1,898,600 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2012-06-29 100 $5.43 1,898,500 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2012-06-29 300 $5.44 1,898,200 No 4 S Indirect By Limited Partnership
Common Stock Disposition 2012-06-29 595 $5.45 1,897,605 No 4 S Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
No 4 S Indirect By Limited Partnership
Footnotes
  1. The reporting person is the general partner of the seller limited partnership. As such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. He disclaims beneficial ownership of the securities owned by the limited partnership except to the extent of his pecuniary interest.