Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-08-03 13:13:09
Reporting Period:
2009-07-30
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123541 Penson Worldwide Inc PNSN ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286502 Richard Thomas Johnson C/O Penson Worldwide, Inc.
1700 Pacific Avenue, Suite 1400
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-07-31 45,900 $11.75 1,040,522 No 4 S Indirect By Call Now, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Call Now, Inc.