Filing Details
- Accession Number:
- 0001127602-10-024423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 13:27:31
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 13:27:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 904532 | Al Et M Alfred Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 300 Cleveland OH 44124 | Ceo | Yes | Yes | No | Yes |
Transaction Summary
| Purchased: | 160 shares | Avg. Price: $91.70 | Total Value: $14,672.00 |
| Number of Shares After Transactions: | 14,160 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-06-04 | 294 | $0.00 | 0 | No | 5 | G | Indirect | CTR - Trust |
| Class A Common Stock | Acquisiton | 2010-06-04 | 59 | $0.00 | 152,129 | No | 5 | G | Indirect | AMR - Trust - A |
| Class A Common Stock | Acquisiton | 2010-06-15 | 80 | $91.44 | 14,080 | No | 4 | P | Indirect | AMR - IRA |
| Class A Common Stock | Disposition | 2010-07-02 | 4,032 | $0.00 | 5,345 | No | 5 | G | Indirect | AMR - RAII |
| Class A Common Stock | Disposition | 2010-07-02 | 2,520 | $0.00 | 28,485 | No | 5 | G | Indirect | BTR - RAII |
| Class A Common Stock | Acquisiton | 2010-07-02 | 504 | $0.00 | 9,413 | No | 5 | G | Indirect | HRB - RAII |
| Class A Common Stock | Acquisiton | 2010-07-02 | 252 | $0.00 | 9,665 | No | 5 | G | Indirect | HRB - RAII |
| Class A Common Stock | Acquisiton | 2010-09-15 | 80 | $91.96 | 14,160 | No | 4 | P | Indirect | AMR - IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | CTR - Trust |
| No | 5 | G | Indirect | AMR - Trust - A |
| No | 4 | P | Indirect | AMR - IRA |
| No | 5 | G | Indirect | AMR - RAII |
| No | 5 | G | Indirect | BTR - RAII |
| No | 5 | G | Indirect | HRB - RAII |
| No | 5 | G | Indirect | HRB - RAII |
| No | 4 | P | Indirect | AMR - IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 22,385 | Indirect | AMR - RAIV |
| Class A Common Stock | 1,975 | Indirect | AMR - RMI (Delaware) |
| Class A Common Stock | 27,008 | Indirect | AMR - Trust2 (SR) |
| Class A Common Stock | 23,200 | Indirect | AMR - Trust3 (Grandchildren) |
| Class A Common Stock | 6 | Indirect | AMR RAIV GP |
| Class A Common Stock | 30,000 | Indirect | AMR/Trust (Unitrust) |
| Class A Common Stock | 15,705 | Indirect | BTR - RAIV |
| Class A Common Stock | 0 | Indirect | BTR 2009A GRAT/RAII |
| Class A Common Stock | 22,958 | Indirect | BTR-2010GRAT - RAII |
| Class A Common Stock | 563 | Indirect | BTR - Class A Trust |
| Class A Common Stock | 39,162 | Indirect | HRB - Trust |
| Class A Common Stock | 2,116 | Indirect | VGR - RAII |
| Class A Common Stock | 21,006 | Indirect | VGR - Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 62,671 | 62,671 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 76,625 | 76,625 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 63,052 | 63,052 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 76,613 | 76,613 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 43,969 | 43,969 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 62,671 | 62,671 | Indirect | |
| 76,625 | 76,625 | Indirect | |
| 63,052 | 63,052 | Indirect | |
| 76,613 | 76,613 | Indirect | |
| 19 | 19 | Indirect | |
| 43,969 | 43,969 | Indirect |
Footnotes
- Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownershp of all such shares.
- Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
- Held in an Individual Retirement Account for the benefit of the Reporting Person.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associate II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
- Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims beneficial ownership of all such shares.
- (BTR RAIV) Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person disclaimsbeneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
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