Filing Details
- Accession Number:
- 0001127602-10-024416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-04 13:11:51
- Reporting Period:
- 2010-06-15
- Filing Date:
- 2010-10-04
- Accepted Time:
- 2010-10-04 13:11:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247947 | G Victoire Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 300 Mayfield Heights OH | No | No | No | Yes |
Transaction Summary
| Purchased: | 160 shares | Avg. Price: $91.70 | Total Value: $14,672.00 |
| Number of Shares After Transactions: | 14,160 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-06-04 | 294 | $0.00 | 0 | No | 5 | G | Indirect | CTR - Trust (A) |
| Class A Common Stock | Acquisiton | 2010-06-04 | 59 | $0.00 | 152,129 | No | 5 | G | Indirect | AMR - Main Trust - A |
| Class A Common Stock | Acquisiton | 2010-06-04 | 58 | $0.00 | 621 | No | 5 | G | Indirect | BTR-Class A Trust |
| Class A Common Stock | Acquisiton | 2010-06-15 | 80 | $91.44 | 14,080 | No | 4 | P | Indirect | AMR - IRA |
| Class A Common Stock | Disposition | 2010-07-02 | 4,032 | $0.00 | 5,345 | No | 5 | G | Indirect | AMR - RAII |
| Class A Common Stock | Disposition | 2010-07-02 | 2,520 | $0.00 | 28,485 | No | 5 | G | Indirect | BTR - RAII |
| Class A Common Stock | Acquisiton | 2010-07-02 | 504 | $0.00 | 9,413 | No | 5 | G | Indirect | HRB - RAII |
| Class A Common Stock | Acquisiton | 2010-07-02 | 252 | $0.00 | 9,665 | No | 5 | G | Indirect | HRB - RAII |
| Class A Common Stock | Acquisiton | 2010-09-15 | 80 | $91.96 | 14,160 | No | 4 | P | Indirect | AMR - IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | CTR - Trust (A) |
| No | 5 | G | Indirect | AMR - Main Trust - A |
| No | 5 | G | Indirect | BTR-Class A Trust |
| No | 4 | P | Indirect | AMR - IRA |
| No | 5 | G | Indirect | AMR - RAII |
| No | 5 | G | Indirect | BTR - RAII |
| No | 5 | G | Indirect | HRB - RAII |
| No | 5 | G | Indirect | HRB - RAII |
| No | 4 | P | Indirect | AMR - IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 30,000 | Indirect | AMR - (Unitrust) |
| Class A Common Stock | 22,385 | Indirect | AMR - RAIV |
| Class A Common Stock | 1,975 | Indirect | AMR - RMI (Delaware) |
| Class A Common Stock | 23,200 | Indirect | AMR - Trust3 (GC) |
| Class A Common Stock | 6 | Indirect | AMR-RAIV-GP |
| Class A Common Stock | 15,705 | Indirect | BTR - RAIV |
| Class A Common Stock | 22,958 | Indirect | BTR-2010GRAT-RAII |
| Class A Common Stock | 27,008 | Indirect | By Spouse/Trust 2 (Sr.) |
| Class A Common Stock | 39,162 | Indirect | HRB - Trust |
| Class A Common Stock | 2,116 | Indirect | VGR - RAII |
| Class A Common Stock | 21,006 | Indirect | VGR - Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 76,625 | 76,625 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 62,671 | 62,671 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 76,613 | 76,613 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 63,052 | 63,052 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 43,969 | 43,969 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 113,198 | 113,198 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 76,625 | 76,625 | Indirect | |
| 62,671 | 62,671 | Indirect | |
| 76,613 | 76,613 | Indirect | |
| 63,052 | 63,052 | Indirect | |
| 19 | 19 | Indirect | |
| 43,969 | 43,969 | Indirect | |
| 113,198 | 113,198 | Indirect |
Footnotes
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
- Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
- Represents shares purchased pursuant to the automatic reinvestment of dividends of Reporting Person's Spouse's Roth IRA
- Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial onwership of all such shares.
- Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
- Reporting Person's spouse serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
- Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
- N/A
- Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- Proportionate limited partnership interest in shares of Rankin Management I distributed to the general Partner of Rankin Associates IV.
- (BTR)Reporting Person's spouse serves as Trustee of a Trust for the benefit of Bruce T. Rankin. Trust includes proportionate limited partnership interest in shares of Rankin Associates I, Rankin Associates II, Rankin Associates IV and Class A and B Common Stock. Reporting Person disclaims benefical ownership of all such shares.
- Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownershp of all such shares .
- (HRB)Reporting Person's Spouse serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Trust includes proportionate limited partnership interest in shares of Rankin Associates II and Class A Common Stock. Reporting Person disclaims beneficial ownership of all such shares.
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