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Home > Insider Trading > Filing (0001209191-10-048357)

Filing Details

Accession Number:: 0001209191-10-048357
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-10-04 07:37:00
Reporting Period:: 2010-10-01

Filing Date:: 2010-10-04
Accepted Time:: 2010-10-04 07:37:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181955	J Robert Eide	C/O Aegis Capital Corp 810 Seventh Avenue New York NY 10019		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-10-01	25,000	$1.00	99,386	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Following shareholder approval at the Ladenburg Thalmann Financial Services Inc. 2010 Annual Meeting, the securities were acquired on October 1, 2010 pursuant to a Stock Purchase Agreement dated as of May 28, 2010 between the reporting person and Ladenburg Thalmann Financial Services Inc.