Filing Details
- Accession Number:
- 0001209191-10-048294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-10-01 17:40:48
- Reporting Period:
- 2010-09-29
- Filing Date:
- 2010-10-01
- Accepted Time:
- 2010-10-01 17:40:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1107031 | D Wayne Lheureux | 1000 Remington Blvd. Suite 120 Bolingbrook IL 60440 | Svp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-29 | 3,160 | $9.18 | 23,160 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 3,160 | $30.00 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-09-29 | 7,900 | $9.18 | 27,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-29 | 7,900 | $30.00 | 20,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-09-29 | 3,160 | $0.00 | 3,160 | $9.18 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-09-29 | 7,900 | $0.00 | 7,900 | $9.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-24 | No | 4 | M | Direct | |
| 0 | 2016-10-24 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 16, 2010.
- The options cliff vested on the third anniversary date of the 10/24/2006 grant date.
- The options vested 25% on each anniversary date of the 10/24/2006 grant date.
Billionaire Hedge Funds
