Filing Details
- Accession Number:
- 0001209191-10-043818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-24 17:35:29
- Reporting Period:
- 2010-08-24
- Filing Date:
- 2010-08-24
- Accepted Time:
- 2010-08-24 17:35:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1082423 | Rubios Restaurants Inc | RUBO | Retail-Eating Places (5812) | 330100303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1050425 | J Timothy Ryan | 1902 Wright Place, Suite 300 Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-08-24 | 5,700 | $8.70 | 0 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-08-24 | 4,500 | $8.70 | 0 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-08-24 | 4,500 | $8.70 | 0 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-08-24 | 4,500 | $8.70 | 0 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-08-24 | 4,500 | $8.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to Buy) | Disposition | 2010-08-24 | 5,000 | $8.70 | 5,000 | $4.69 |
| Common | Stock Option (Right to Buy) | Disposition | 2010-08-24 | 5,000 | $8.70 | 5,000 | $7.95 |
| Common | Stock Option (Right to Buy) | Disposition | 2010-08-24 | 5,000 | $8.70 | 5,000 | $4.97 |
| Common | Stock Option (Right to Buy) | Disposition | 2010-08-24 | 5,000 | $8.70 | 5,000 | $5.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-23 | No | 4 | D | Direct | |
| 0 | 2012-06-05 | No | 4 | D | Direct | |
| 0 | 2013-06-05 | No | 4 | D | Direct | |
| 0 | 2011-06-08 | No | 4 | D | Direct |
Footnotes
- Disposed of pursuant to merger agreement ("Merger Agreement") by and among Issuer, MRRC Hold Co. and MRRC Merger Co. in exchange for $8.70 per share in cash.
- Disposed of pursuant to Merger Agreement in exchange for $8.70 in cash per restricted stock unit.
- The shares underlying this option are fully vested. The option has been cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the merger price of the Issuer's common stock ($8.70 per share).
Billionaire Hedge Funds
