Filing Details

Accession Number:
0001067419-10-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-30 13:12:32
Reporting Period:
2010-09-28
Filing Date:
2010-09-30
Accepted Time:
2010-09-30 13:12:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885551 Valence Technology Inc VLNC Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 770214673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901719 E Carl Berg C/O Berg &Amp; Berg Developers
10050 Bandley Dr
Cupertino CA 95014
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-28 1,923,077 $1.04 41,684,868 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,415,720 Direct
Common Stock 2,469,506 Direct
Footnotes
  1. THESE SECURITIES ARE OWNED BY BERG & BERG ENTERPRISES, LLC ("BB"), A MEMBER OF THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF THEIR RESPECTIVE PECUNIARY INTERESTS THEREIN.
  2. THESE SECURITIES ARE OWNED BY WEST COAST VENTURE CAPITAL, INC. ("WC"), A MEMBER OF THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF THEIR RESPECTIVE PECUNIARY INTERESTS THEREIN.
  3. THESE SECURITIES ARE OWNED BY CARL E. BERG, THE DESIGNATED BENEFICIAL OWNER FOR THE REPORTING GROUP. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP EXCEPT TO THE EXTENT OF HIS RESPECTIVE PECUNIARY INTERESTS THEREIN.