Filing Details

Accession Number:
0001491972-10-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-28 20:33:15
Reporting Period:
2010-06-25
Filing Date:
2010-09-28
Accepted Time:
2010-09-28 20:33:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109546 Pacific Mercantile Bancorp PMBC National Commercial Banks (6021) 330898238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491972 M. Andrew Phillips 949 South Coast Drive
Third Floor
Costa Mesa CA 92626
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-25 2,000 $5.00 3,900 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible 10% Cumulative Preferred Stock Acquisiton 2010-06-25 2,500 $100.00 32,675 $7.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2010-05-04 2012-05-04 No 4 P Indirect
Footnotes
  1. This is a late filing(1) Series A Convertible Shares are owned in the name of Serenity Development, held by the ASP Family Trust of which the Reported Person and his spouse are each 50% owners.(2) The shares of Series A Convertible Preferred Stock (the "Series A Shares") are convertible into shares of common stock, at any time in whole or from time to time in part, at the option of the Reporting Person. However, if and to the extent not sooner converted by the Reporting Person, the Series A Shares will automatically convert into shares of common stock on May 4, 2012.