Filing Details
- Accession Number:
- 0001209191-10-047660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-28 15:21:01
- Reporting Period:
- 2010-09-24
- Filing Date:
- 2010-09-28
- Accepted Time:
- 2010-09-28 15:21:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289592 | Tower Group Inc. | TWGP | Fire, Marine & Casualty Insurance (6331) | 133894120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1306353 | H Michael Lee | 120 Broadway, 31St Floor New York NY 10271 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock-Par Value @ $0.01 Per Share | Acquisiton | 2010-09-24 | 17,114 | $2.78 | 17,114 | No | 4 | A | Indirect | By Spouse |
| Common Stock-Par Value @ $0.01 Per Share | Disposition | 2010-09-24 | 17,114 | $22.80 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock-Par Value @ $0.01 Per Share | Acquisiton | 2010-09-27 | 29,374 | $2.78 | 29,374 | No | 4 | A | Indirect | By Spouse |
| Common Stock-Par Value @ $0.01 Per Share | Disposition | 2010-09-27 | 29,374 | $22.80 | 0 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
| No | 4 | A | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-24 | 17,114 | $0.00 | 17,114 | $2.78 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-09-27 | 29,374 | $0.00 | 29,374 | $2.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,374 | 2001-01-01 | 2011-01-01 | No | 4 | M | Indirect |
| 0 | 2001-01-01 | 2011-01-01 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock-Par Value @ $0.01 Per Share | 3,271,716 | Direct |
Billionaire Hedge Funds
