Filing Details

Accession Number:
0001144204-10-051117
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-28 11:06:25
Reporting Period:
2010-09-28
Filing Date:
2010-09-28
Accepted Time:
2010-09-28 11:06:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895642 Ener1 Inc HEV Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 592479377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312038 Anthony Gerard Herlihy Ener1, Inc.
1540 Broadway Suite 25C
New York NY US 10036
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-28 10,000 $3.84 32,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option $4.19 2008-12-19 2012-12-31 71,429 71,429 Direct
Common Stock Stock option $2.17 2009-10-16 2012-12-31 35,714 107,143 Direct
Common Stock Stock option $4.05 2010-02-17 2012-12-31 24,500 131,643 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-31 71,429 71,429 Direct
2012-12-31 35,714 107,143 Direct
2012-12-31 24,500 131,643 Direct
Footnotes
  1. The common stock disposals reported in this Form 4 were sold pursuant to a Rule 10b5-1 trading plan. The sales price is a weighted average price of multiple transactions at prices ranging from $3.83 to $3.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price of the securities for each transaction reported in the Form 4.