Filing Details
- Accession Number:
- 0001140361-10-038688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-27 17:16:45
- Reporting Period:
- 2008-02-13
- Filing Date:
- 2010-09-27
- Accepted Time:
- 2010-09-27 17:16:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1355855 | Newport Bancorp Inc | NFSB | Savings Institution, Federally Chartered (6035) | 204465271 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357341 | R Carol Silven | 100 Bellevue Avenue Newport RI 02840 | Svp/Sr. Retail Banking Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2008-02-13 | 10,047 | $11.70 | 0 | No | 4 | S | Indirect | By 401(k) |
| Common Stock | Disposition | 2009-10-01 | 1,167 | $12.80 | 5,633 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By 401(k) |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2010-01-04 | 5,000 | $0.00 | 5,000 | $12.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2011-01-04 | 2020-01-04 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,600 | Indirect | By Stock Award |
| Common Stock | 4,325 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.53 | 2008-10-01 | 2017-10-01 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-10-01 | 40,000 | 40,000 | Direct |
Footnotes
- Stock awards granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning on October 1, 2008.
- This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Stock options granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning on October 1, 2008.
- Reflects shares of restricted stock that have vested.
- Stock options granted pursuant to the Newport Bancorp, Inc. 2007 Equity Incentive Plan vest in five equal annual installments beginning on January 4, 2011.
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