Filing Details

Accession Number:
0001019687-10-003461
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-24 16:36:23
Reporting Period:
2010-09-23
Filing Date:
2010-09-24
Accepted Time:
2010-09-24 16:36:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704562 Peregrine Pharmaceuticals Inc PPHM In Vitro & In Vivo Diagnostic Substances (2835) 953698422
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244106 W Steven King C/O Peregrine Pharmaceuticals, Inc.
14282 Franklin Avenue
Tustin, CA 92780
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2010-09-23 5,000 $1.33 93,311 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (right to buy) $0.00 0 411,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 411,000 Direct
Footnotes
  1. Includes performance-based restricted shares issued pursuant to a Stock Issuance Agreement dated February 1, 2010.
  2. Not applicable.