Filing Details
- Accession Number:
- 0001181431-10-047753
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-23 15:38:18
- Reporting Period:
- 2010-09-21
- Filing Date:
- 2010-09-23
- Accepted Time:
- 2010-09-23 15:38:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345506 | John Mcnicholas | 800 S. Northpoint Blvd Waukegan IL 60085 | Vp, Controller And Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-21 | 2,250 | $19.83 | 10,840 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-21 | 3,435 | $22.60 | 14,275 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-21 | 5,625 | $16.87 | 19,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-21 | 11,310 | $39.24 | 8,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2010-09-21 | 2,250 | $0.00 | 2,250 | $19.83 |
| Common Stock | Stock Option | Disposition | 2010-09-21 | 3,435 | $0.00 | 3,435 | $22.60 |
| Common Stock | Stock Option | Disposition | 2010-09-21 | 5,625 | $0.00 | 5,625 | $16.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-16 | No | 4 | M | Direct | |
| 0 | 2015-06-16 | No | 4 | M | Direct | |
| 16,875 | 2015-12-14 | No | 4 | M | Direct |
Footnotes
- Includes 3,570 shares that remain restricted.
- The details of these trades were as follows: 600 at $39.03; 783 at $39.04; 100 at $39.05; 100 at $39.07; 200 at $39.10; 100 at $39.11; 100 at $39.12; 600 at $39.14; 100 at $39.15; 400 at $39.16; 700 at $39.18; 200 at $39.20; 4,500 at $39.30; and 2,827 at $39.32.
- 1/4 vested on 3/16/2006, 3/16/2007, 3/16/2008 and 3/16/2009.
- 1/3 vested on 6/16/2006, 6/16/2007 and 6/16/2008.
- 1/4 vested on 12/14/2006, 12/14/2007, 12/14/2008 and 12/14/2009.
Billionaire Hedge Funds
