Filing Details
- Accession Number:
- 0000950138-10-000583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-23 12:21:02
- Reporting Period:
- 2010-09-21
- Filing Date:
- 2010-09-23
- Accepted Time:
- 2010-09-23 12:21:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393821 | L Frank Steeves | C/O Emerson Electric Co. 8000 W Florissant Ave. St. Louis MO 63136 | Sr. Vp, Secy & Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-21 | 21,666 | $30.03 | 43,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-21 | 2,953 | $51.78 | 40,889 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-09-21 | 18,713 | $52.44 | 22,176 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2010-09-21 | 21,666 | $0.00 | 21,666 | $30.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,334 | 2010-02-19 | 2019-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 526 | Indirect | 401(k) plan |
| Common Stock | 1,339 | Indirect | 401(k) excess plan |
Footnotes
- Exercise of 21,666 non-qualified stock options exempt under Rule 16b-3.
- Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.42 to $52.47. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The options vested on 02/19/2010. The remaining unexercised options vest as follows: 21,667 on each of 02/19/2011 and 02/19/2012. All exercised and unexercised options reported in this Form 4, taken together, vest in three equal annual installments beginning on 02/19/2010.
- Price is not applicable to stock options received as incentive compensation.
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