Filing Details
- Accession Number:
- 0001365468-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-22 18:06:01
- Reporting Period:
- 2010-09-20
- Filing Date:
- 2010-09-22
- Accepted Time:
- 2010-09-22 18:06:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364856 | Monarch Financial Holdings Inc. | MNRK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365468 | F Jeffrey Benson | 1101 Executive Boulevard Chesapeake VA 23320 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options - Common Stock | Acquisiton | 2010-09-17 | 3,564 | $6.31 | 43,040 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-21 | 3,138 | $7.96 | 39,902 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | stock options | Disposition | 2010-09-17 | 3,564 | $6.31 | 3,564 | $6.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-09-20 | 2011-09-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,940 | Indirect | as custodian |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | $8.00 | 1988-08-08 | 1988-08-08 | 625 | 200 | Direct |
| Common Stock | stock options | $6.31 | 2004-07-16 | 2014-07-15 | 10,890 | 10,890 | Direct |
| Common Stock | stock options | $9.04 | 2005-09-14 | 2015-09-13 | 3,300 | 14,190 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1988-08-08 | 625 | 200 | Direct |
| 2014-07-15 | 10,890 | 10,890 | Direct |
| 2015-09-13 | 3,300 | 14,190 | Direct |
Footnotes
- shares held by the Insider as Custodian for his children
- The full name of the Series B Preferred Stock is "7.80% Series B Noncumulative Convertible Perpetual Preferred Stock."
- The Series B Preferred Stock is exercisable immediately and has no expiration date.
- Each share of the Series B Preferred Stock is convertible to 3.125 shares of the underlying security.
Billionaire Hedge Funds
