Filing Details

Accession Number:
0001104659-10-049364
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-21 18:15:14
Reporting Period:
2010-09-21
Filing Date:
2010-09-21
Accepted Time:
2010-09-21 18:15:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1289458 G3W Ventures Llc C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1311238 Ocm/Gfi Power Opportunities Fund Ii Cayman Lp C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1311239 Ocm/Gfi Power Opportunities Fund Ii Lp C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440205 Gt Solar Holdings, Llc C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440206 Gfi Power Opportunities Fund Ii Gp, Llc C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
1440233 Ltd. (Cayman) Gp Ii Fund Opportunities Power Gfi C/O G3W Ventures Llc
11611 San Vicente Boulevard, Suite 710
Los Angeles CA 90049
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-21 650,000 $7.39 51,138,149 No 4 S Indirect By GT Solar Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By GT Solar Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,231 Direct
Footnotes
  1. On September 21, 2010, GT Solar Holdings, LLC sold an additional 650,000 shares in connection with the partial exercise of the underwriters' over-allotment option pursuant to the underwriting agreement for the offering of shares that closed on September 15, 2010.
  2. These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro).
  3. GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein.