Filing Details
- Accession Number:
- 0001181431-10-047301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-20 14:32:05
- Reporting Period:
- 2010-09-16
- Filing Date:
- 2010-09-20
- Accepted Time:
- 2010-09-20 14:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350077 | Wms Industries Inc | WMS | Miscellaneous Manufacturing Industries (3990) | 362814522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210276 | D Scott Schweinfurth | 800 S. Northpoint Blvd Waukegan IL 60085 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-16 | 6,990 | $0.00 | 54,632 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-09-17 | 62,500 | $11.54 | 117,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-17 | 62,500 | $39.10 | 54,632 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-17 | 584 | $39.01 | 54,048 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-09-18 | 851 | $39.13 | 53,197 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-09-19 | 735 | $39.13 | 52,462 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-09-16 | 18,192 | $0.00 | 18,192 | $39.01 |
| Common Stock | Stock Option | Disposition | 2010-09-17 | 62,500 | $0.00 | 62,500 | $11.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,192 | 2017-09-16 | No | 4 | A | Direct | |
| 0 | 2001-11-15 | 2010-11-15 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Unit Grant: Restrictions will lapse on ?? of such shares on each of 9/16/2011, 2012, 2013 and 2014.
- Includes 20,762 shares that remain restricted as of September 20, 2010.
- These shares were acquired upon exercise of options that were granted in 2000 and would have expired on November 15, 2010.
- The details of these trades were as follows: 1,306 at $38.85; 500 at $38.86; 600 at $38.87; 1,800 at $38.88; 2,200 at $38.89; 500 at $38.92; 600 at $38.93; 600 at $38.94; 100 at $38.95; 300 at $38.97; 100 at $38.98; 100 at $38.99; 5,089 at $39.00; 1,100 at $39.01; 2,000 at $39.02; 6,100 at $39.03; 5,800 at $39.04; 6,300 at $39.05; 500 at $39.06; 1,200 at $39.07; 1,900 at $39.08; 4,075 at $39.09; 1,300 at $39.10; 1,100 at $39.11; 100 at $39.12; 700 at $39.13; 600 at $39.14; 600 at $39.15; 500 at $39.16; 1,988 at $39.17; 200 at $39.22; 100 at $39.23; 200 at $39.25; 200 at $39.27; 500 at $39.28; 800 at $39.29; 1,300 at $39.30; 1,000 at $39.31; 500 at $39.32; 151 at $39.33; 700 at $39.37; 200 at $39.38; 500 at $39.40; 300 at $39.41; 2,200 at $39.42; 1,191 at $39.43; 400 at $39.44; 700 at $39.45; 500 at $39.46 and 1,200 at $39.48.
- Represents a reduction in shares to satisfy tax withholding in connection with the vesting of shares of restricted stock on such date.
- Stock Option Grant: Vesting 1/3 on each of 9/16/2011, 2012 and 2013.
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