Filing Details

Accession Number:
0001225208-10-021098
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-20 11:19:07
Reporting Period:
2010-09-17
Filing Date:
2010-09-20
Accepted Time:
2010-09-20 11:19:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358198 Thomas W Reeves 12300 Olive Boulevard
St. Louis MO 63141
President Of Subsidiary Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-17 4,000 $6.40 26,000 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,327 Indirect By Stock Award
Common Stock 22,000 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $15.97 2007-03-30 2016-03-30 20,000 20,000 Direct
Common Stock Stock Option (right to buy) $7.70 2009-11-03 2018-11-03 20,000 20,000 Direct
Common Stock Stock Option (right to buy) $11.13 2008-11-19 2017-11-19 15,000 15,000 Direct
Common Stock Stock Option (right to buy) $9.46 2008-12-19 2017-12-19 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-30 20,000 20,000 Direct
2018-11-03 20,000 20,000 Direct
2017-11-19 15,000 15,000 Direct
2017-12-19 20,000 20,000 Direct
Footnotes
  1. Shares granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest upon the later of (1) three years from the date of grant or (2) such date as the obligation arising from the financial assistance provided under the Troubled Asset Relief Program no longer remains outstanding.
  2. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in four equal annual installments commencing on March 30, 2007.
  3. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.
  4. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 19, 2008.
  5. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in five equal annual installments commencing on December 19, 2008.