Filing Details

Accession Number:
0001144204-12-037244
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-29 14:53:03
Reporting Period:
2012-06-27
Filing Date:
2012-06-29
Accepted Time:
2012-06-29 14:53:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047919 Ambient Corp AMBT Telephone Communications (No Radiotelephone) (4813) 980166007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341950 Vicis Capital, Llc 445 Park Avenue, Suite 1901
New York NY 10022
No No Yes No
1365954 Fund Master Capital Vicis 445 Park Avenue, Suite 1901
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-27 175,000 $4.50 13,541,083 No 4 S Indirect By Vicis Capital Master Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vicis Capital Master Fund
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase Common Stock $25.00 2012-09-30 50,000 50,000 Indirect
Common Stock Warrant to Purchase Common Stock $20.00 2012-12-30 500,000 500,000 Indirect
Common Stock Warrant to Purchase Common Stock $25.00 2012-06-28 50,000 50,000 Indirect
Common Stock Warrant to Purchase Common Stock $3.50 2012-11-01 5,834 5,834 Indirect
Common Stock Warrant to Purchase Common Stock $3.50 2013-01-15 7,499 7,499 Indirect
Common Stock Warrant to Purchase Common Stock $3.50 2013-04-23 500 500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-09-30 50,000 50,000 Indirect
2012-12-30 500,000 500,000 Indirect
2012-06-28 50,000 50,000 Indirect
2012-11-01 5,834 5,834 Indirect
2013-01-15 7,499 7,499 Indirect
2013-04-23 500 500 Indirect
Footnotes
  1. Represents the indirect holdings of Vicis Capital LLC. All of the foregoing represents securities held directly by Vicis Capital Master Fund. Vicis Capital LLC acts as investment advisor to Vicis Capital Master Fund and therefore has voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital LLC may be deemed to be the beneficial owner of, but hereby disclaims such beneficial ownership of, the foregoing shares.
  2. Immediately.
  3. The number of shares of Common Stock reported as beneficially owned on this Form 4 takes into account the 1-for-100 reverse stock split effected by the Issuer on July 18, 2011.
  4. This amount represents the weighted average transaction price for the transactions reported on this line. The actual transaction prices ranged from $4.50 to $4.62. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold by Vicis Capital Master Fund at each separate price.