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Filing Details

Accession Number:: 0001104659-10-049011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-09-17 16:12:30
Reporting Period:: 2010-09-15

Filing Date:: 2010-09-17
Accepted Time:: 2010-09-17 16:12:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1394954	Gt Solar International Inc.	SOLR	Semiconductors & Related Devices (3674)	030606749

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1289458	G3W Ventures Llc	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No
1311238	Ocm/Gfi Power Opportunities Fund Ii Cayman Lp	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No
1311239	Ocm/Gfi Power Opportunities Fund Ii Lp	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No
1440205	Gt Solar Holdings, Llc	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No
1440206	Gfi Power Opportunities Fund Ii Gp, Llc	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No
1440233	Ltd. (Cayman) Gp Ii Fund Opportunities Power Gfi	C/O G3W Ventures Llc 11611 San Vicente Boulevard, Suite 710 Los Angeles CA 90049	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-09-15	11,000,000	$7.39	65,788,149	No	4	S	Indirect	By GT Solar Holdings, LLC
Common Stock	Disposition	2010-09-15	14,000,000	$6.91	51,788,149	No	4	S	Indirect	By GT Solar Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By GT Solar Holdings, LLC
No	4	S	Indirect	By GT Solar Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,231	Direct

Footnotes

On September 15, 2010, GT Solar Holdings, LLC completed a sale of 11,000,000 shares of the Company's common stock at a public offering price of $7.39 per share. On September 15, 2010, GT Solar Holdings, LLC completed a concurrent sale of 14,000,000 shares of the Company's common stock to UBS Securities LLC at a price of $6.90841 per share.
These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers, and Ian A. Schapiro).
GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein.