Filing Details
- Accession Number:
- 0000914260-10-000167
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-09-16 11:08:18
- Reporting Period:
- 2010-08-23
- Filing Date:
- 2010-09-16
- Accepted Time:
- 2010-09-16 11:08:18
- Original Submission Date:
- 2010-08-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258010 | M Stephen Petrarca | 600 E Greenwich Ave W Warwick RI 02893 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-23 | 1,300 | $3.14 | 9,145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-23 | 1,259 | $7.25 | 7,886 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-23 | 41 | $7.26 | 7,845 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-23 | 200 | $7.25 | 7,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-23 | 200 | $7.23 | 7,445 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-23 | 100 | $7.23 | 7,345 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-24 | 19,325 | $3.14 | 26,670 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-24 | 375 | $7.20 | 26,295 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-24 | 19,325 | $7.20 | 6,970 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to purchase) | Disposition | 2010-08-23 | 1,300 | $0.00 | 1,300 | $3.14 |
| Common Stock | Stock Option (Right to purchase) | Disposition | 2010-08-24 | 19,325 | $0.00 | 19,325 | $3.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,325 | 2001-10-19 | 2011-03-19 | No | 4 | M | Direct |
| 0 | 2001-10-19 | 2011-03-19 | No | 4 | M | Direct |
Footnotes
- The reporting person beneficially owns 6,970 shares of the issuer's common stock of which 2,717 shares are held in an employee stock ownership plan.
Billionaire Hedge Funds
