Filing Details

Accession Number:
0001181431-12-038335
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-28 17:18:41
Reporting Period:
2012-06-20
Filing Date:
2012-06-28
Accepted Time:
2012-06-28 17:18:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337272 Sungard Capital Corp NONE Services-Prepackaged Software (7372) 203059890
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466914 Kathleen Weslock Asser 680 East Swedesford Road
Wayne PA 19087
Svp-Hr & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A-8 Common Stock Disposition 2012-06-20 10,607 $0.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A-8 Common Stock Class L Common Stock Disposition 2012-06-20 1,178 $77.07 1,178 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Direct
Footnotes
  1. Class L common stock automatically converts into Class A-8 common stock (i) immediately prior to an initial public offering of the Issuer, (ii) in connection with a realization event of the Issuer, upon the approval of the Requisite Principal Investors, or (iii) in connection with the registration of the Class A-8 common stock, unless the Majority Principal Investors determine otherwise.
  2. Each share of Class L common stock converts into one share of Class A-8 common stock, plus an additional number of shares based on the public offering price established in connection with an initial public offering of the Issuer's securities.