Filing Details

Accession Number:
0000919574-12-004127
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-28 16:28:24
Reporting Period:
2012-06-25
Filing Date:
2012-06-28
Accepted Time:
2012-06-28 16:28:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1379895 Dynegy Inc. DYN Electric Services (4911) 205653152
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292975 Litespeed Management, L.l.c. 237 Park Avenue, Suite 900
New York NY 10017
No No Yes No
1453443 Zimmerman, Jamie C/O Litespeed Management, L.l.c.
237 Park Avenue, Suite 900
New York NY 10017
No No Yes No
1453444 Litespeed Master Fund, Ltd. C/O Ogier Fiduciary Svcs (Cayman) Ltd
89 Nexus Way, Camana Bay
Grand Cayman E9 KY1-9007
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-25 31,938 $0.49 25,705,441 No 4 P Direct
Common Stock Acquisiton 2012-06-26 105,044 $0.56 25,810,485 No 4 P Direct
Common Stock Acquisiton 2012-06-27 500,000 $0.58 26,310,485 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,705,441 Indirect See Footnote 2
Common Stock 25,810,485 Indirect See Footnote
Common Stock 26,310,485 Indirect See Footnote
Footnotes
  1. The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2.
  2. The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.