Filing Details

Accession Number:
0001140361-10-037354
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-15 13:34:47
Reporting Period:
2010-09-13
Filing Date:
2010-09-15
Accepted Time:
2010-09-15 13:34:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92472 Southwest Water Co SWWC Water Supply (4941) 951840947
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487039 Iif Subway Investment Lp C/O 245 Park Avenue
2Nd Floor
New York NY 10167
No No Yes No
1487063 Iif Water Manager Llc C/O 245 Park Avenue
2Nd Floor
New York NY 10167
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-09-13 0 $11.00 100 No 4 P Indirect Majority Shareholder of Direct Beneficial Owner
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Majority Shareholder of Direct Beneficial Owner
Footnotes
  1. IIF Subway Investment LP and IIF Water Manager LLC may be deemed to indirectly beneficially own the shares of common stock, par value $0.01 (the "Common Stock), of SouthWest Water Company (the "Company"), owned by SW Merger Acquisition Corp. ("Parent"). On September 13, 2010, SW Merger Sub Corp. ("Merger Sub"), a Delaware corporation, merged (the "Merger") with and into the Company, pursuant to an Agreement and Plan of Merger dated as of March 2, 2010, among the Company, Parent and Merger Sub. In the Merger, all issued and outstanding shares of Common Stock of the Company were cancelled. As a result of the Merger, the Company, as the surviving corporation in the Merger, issued 100 shares of new common stock to Parent, representing all of the issued and outstanding capital stock of the Company.