Filing Details

Accession Number:
0001193125-18-045011
Form Type:
13G Filing
Publication Date:
2018-02-14 13:15:03
Filed By:
Fifth Third Bancorp
Company:
Patriot National Inc.
Filing Date:
2018-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Fifth Third Bancorp 1,431,400 0 0 1,431,400 1,431,400 5.3%
Fifth Third Financial Corporation 1,431,400 0 0 1,431,400 1,431,400 5.3%
Fifth Third Bank 1,431,400 0 0 1,431,400 1,431,400 5.3%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Patriot National, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

70338T102

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 70338T102     13G                            Page  2  of 9

 

  1    

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Fifth Third Bancorp. IRS Identification Number 31-0854434

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)              (b)      

 

  3    

SEC USE ONLY

 

  4    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ohio

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

1,431,400

   6     

SHARED VOTING POWER

 

0

   7     

SOLE DISPOSITIVE POWER

 

0

   8     

SHARED DISPOSITIVE POWER

 

1,431,400

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,431,400

10    

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

(See Instructions)

 

11    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.3% (1)

12    

TYPE OF REPORTING PERSON (See Instructions)

 

HC

(1) Percentage of class calculation is based upon 26,856,799 shares of the Issuers common stock outstanding as of November 14, 2016, as reported in the Issuers Report on Form 10-Q for the quarterly period ended September 30, 2016.

CUSIP NO. 70338T102     13G                            Page  3  of 9

 

  1    

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Fifth Third Financial Corporation. IRS Identification Number 31-1755886

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)              (b)      

 

  3    

SEC USE ONLY

 

  4    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ohio

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

1,431,400

   6     

SHARED VOTING POWER

 

0

   7     

SOLE DISPOSITIVE POWER

 

0

   8     

SHARED DISPOSITIVE POWER

 

1,431,400

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,431,400

10    

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

(See Instructions)

 

11    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.3% (1)

12    

TYPE OF REPORTING PERSON (See Instructions)

 

HC

 

(1) Percentage of class calculation is based upon 26,856,799 shares of the Issuers common stock outstanding as of November 14, 2016, as reported in the Issuers Report on Form 10-Q for the quarterly period ended September 30, 2016.

CUSIP NO. 70338T102     13G                            Page  4  of 9

 

  1    

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Fifth Third Bank. IRS Identification Number 31-0676865

  2    

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)              (b)      

 

  3    

SEC USE ONLY

 

  4    

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Ohio

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5     

SOLE VOTING POWER

 

1,431,400

   6     

SHARED VOTING POWER

 

0

   7     

SOLE DISPOSITIVE POWER

 

0

   8     

SHARED DISPOSITIVE POWER

 

1,431,400

  9    

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,431,400

10    

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

(See Instructions)

 

11    

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.3% (1)

12    

TYPE OF REPORTING PERSON (See Instructions)

 

BK

 

(1) Percentage of class calculation is based upon 26,856,799 shares of the Issuers common stock outstanding as of November 14, 2016, as reported in the Issuers Report on Form 10-Q for the quarterly period ended September 30, 2016.

CUSIP NO. 70338T102     13G                            Page  5  of 9

 

Item 1.       
  (a)      Name of Issuer:
       Patriot National, Inc.
  (b)      Address of Issuers Principal Executive Offices:
       Patriot National, Inc.
       401 E Las Olas Blvd. Suite 1650
       Fort Lauderdale, FL 33301
Item 2.       
  (a)      Name of Person Filing:
       Fifth Third Bancorp, an Ohio corporation
       Fifth Third Financial Corporation, an Ohio corporation
       Fifth Third Bank, an Ohio banking corporation
  (b)      Address of Principal Business Office, or if None, Residence:
       Fifth Third Center, Cincinnati, Ohio 45263
  (c)      Citizenship:
       Fifth Third Bancorp: Ohio
       Fifth Third Financial Corporation: Ohio
       Fifth Third Bank: Ohio
  (d)      Title of Class of Securities:
       Common Shares
  (e)      CUSIP Number:
       70338T102

CUSIP NO. 70338T102     13G                            Page  6  of 9

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)       Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)       Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)       Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)       Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)       An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)       An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g)       A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); or
(j)       Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

Item 4.

 

  

Ownership.

 

  

a.   Amount beneficially owned:

     1,431,400       
  

b.  Percent of class

     5.3     
  

c.   Number of shares as to which such person has:

       
     

 i. Sole power to vote or to direct the vote:

     1,431,400       
     

 ii.   Shared power to vote or to direct the vote:

     0       
     

 iii.  Sole power to dispose or to direct the disposition of:

     0       
     

 iv.  Shared power to dispose or to direct the disposition of:

     1,431,400       

Item 5.

      Ownership of Five Percent or Less of a Class.
      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ☐

Item 6.

      Ownership of More than Five Percent on Behalf of Another Person.
      The securities covered by this Schedule are held in trust, agency or custodial capacities by Fifth Third Bank. These trust, agency or custodial accounts receive the dividends from, or the proceeds from the sale of, such securities.

Item 7.

      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Subsidiary

  

Item 3 Classification

Fifth Third Bank an Ohio banking corporation

   Bank

Fifth Third Financial Corporation, an Ohio corporation

   Parent Holding Company

CUSIP NO. 70338T102     13G                            Page  7  of 9

 

Item 8.    Identification and Classification of Members of the Group.
   Not applicable.
Item 9.    Notice of Dissolution of Group.
   Not applicable.
Item 10.    Certifications.
   Not applicable.

CUSIP NO. 70338T102     13G                            Page  8  of 9

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2018       Fifth Third Bancorp, an Ohio corporation
     

/s/ Michael P. Speaker

      By: Michael P. Speaker
      Title: Attorney-in-fact
      Fifth Third Financial Corporation, an Ohio corporation
     

/s/ Michael P. Speaker

      By: Michael P. Speaker
      Title: Attorney-in-fact
      Fifth Third Bank, an Ohio corporation
     

/s/ Michael P. Speaker

      By: Michael P. Speaker
      Title: Attorney-in-fact

CUSIP NO. 70338T102     13G                            Page  9  of 9

 

Exhibit Index
Exhibit
No.
  

Description

99.1    Power of Attorney relating to filings by Fifth Third Bancorp.
99.2    Power of Attorney relating to filings by Fifth Third Financial Corporation.
99.3    Power of Attorney relating to filings by Fifth Third Bank.
99.4    Joint Filing Agreement.