Filing Details

Accession Number:
0000939798-17-000088
Form Type:
13G Filing
Publication Date:
2017-11-15 13:15:13
Filed By:
Moody Robert Jr
Company:
Gb Sciences Inc (OTCMKTS:GBLX)
Filing Date:
2017-11-15
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
14,071,900 0 14,071,900 0 14,071,900 11.0%
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G


Under the Securities Exchange Act of 1934
(Amendment No. 1 )*

GB SCIENCES, INC.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

361544 109
(CUSIP Number)

November 6, 2017
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     [  ]  Rule 13d-1(b)

     [X]  Rule 13d-1(c)

     [  ]  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 361544 109

1
NAMES OF REPORTING PERSONS
I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Robert Moody Jr
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [  ]
(b) [  ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH:
5
SOLE VOTING POWER
 
14,071,900 *
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
14,071,900 *
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
14,071,900 *
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
11.0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
N/A

 *  3,829,400 of the shares are owned directly; 10,242,500 of the shares may be acquired upon the exercise of warrants or upon the conversion of notes.



Item 1.


(a)
Name of Issuer
GB SCIENCES, INC.

(b)
Address of Issuer's Principal Executive Offices
3550 W. Teco Avenue
Las Vegas, Nevada 89118

Item 2.

(a)
Name of Person Filing
Robert Moody Jr

(b)
Address of Principal Business Office or, if none, Residence
2302 Post Office Street, Suite 601
Galveston, TX  77550

(c)
Citizenship
 United States

(d)
Title of Class of Securities
 Common Stock

(e)
CUSIP Number
361544 109

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)
[  ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)
[  ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)
[  ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)
[  ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)
[  ] An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)
               [  ] An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)
[  ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)
[  ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)
               [  ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)                  
[  ] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).

(k)
[  ] A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

Item 4.  Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)
Amount beneficially owned: 14,071,900

(b) Percent of class: 11.0%

(b)
 Number of shares as to which the person has:

(i)
Sole power to vote or to direct the vote: 14,071,900

(ii)
Shared power to vote or to direct the vote: 0

(iii)
Sole power to dispose or to direct the disposition of: 14,071,900

(iv)
Shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].

N/A

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

N/A

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

N/A

Item 8. Identification and Classification of Members of the Group

N/A

Item 9. Notice of Dissolution of Group

N/A

Item 10.  Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: November 15, 2017



By:  /s/ Robert Moody Jr 
 Name: Robert Moody Jr 
 Title:  Individual 


Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)


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