Filing Details

Accession Number:
0001172661-17-001531
Form Type:
13G Filing
Publication Date:
2017-08-10 16:44:59
Filed By:
Guggenheim Capital Llc
Company:
Neuberger Berman Real Estate Securities Income Fund Inc (NYSEMKT:NRO)
Filing Date:
2017-08-10
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Guggenheim Capital 0 0 0 0 0 0.0%
Guggenheim Partners 0 0 0 0 0 0.0%
GI Holdco II 0 0 0 0 0 0.0%
GI Holdco 0 0 0 0 0 0.0%
Guggenheim Partners Investment Management Holdings 0 0 0 0 0 0.0%
Guggenheim Partners Investment Management 0 0 0 0 0 0.0%
Filing


  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)* 



Neuberger Berman Real Estate Securities Income Fund Inc.

(Name of Issuer)

 

Mandatory Redeemable Preferred Shares, Series A

(Title of Class of Securities)

 

N/A

(CUSIP Number)

 

 

April 30, 2017
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  Guggenheim Capital, LLC
  By: Robert Saperstein
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory

 

  Guggenheim Partners, LLC
  By: Guggenheim Capital, LLC, parent company
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory

 

  GI Holdco II, LLC
  By: Guggenheim Capital, LLC, parent company
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory

 

  GI Holdco, LLC
  By: Guggenheim Capital, LLC, parent company
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory

 

  Guggenheim Partners Investment Management Holdings, LLC
  By: Guggenheim Capital, LLC, parent company
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory

 

  Guggenheim Partners Investment Management, LLC
  By: Guggenheim Capital, LLC, parent company
       
  By:  /s/ Robert Saperstein
    Name:  Robert Saperstein
    Title:  Authorized Signatory