- Accession Number:
- Form Type:
- 13G Filing
- Publication Date:
- 2017-04-10 11:00:26
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
|Name||Sole Voting Power||Shared Voting Power||Sole Dispositive Power||Shared Dispositive Power||Aggregate Amount Owned Power||Percent of Class|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Under the Securities Exchange Act of 1934
Big Tree Group, Inc.
(Name of Issuer)
(Title of Class of Securities)
March 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Name of reporting person
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
KCG Americas LLC 26-4219373
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨ (b) ¨
SEC Use only
Citizenship or place of organization
Number of shares beneficially owned by each reporting person with
Sole voting power
Shared voting power
Sole dispositive power
Shared dispositive power
Aggregate amount beneficially owned by each reporting person
Check box if the aggregate amount in Row (9) excludes certain shares* ¨
Percent of class represented by amount in Row 9
based on outstanding shares as reported on the OTCMarkets.com website by the Transfer Agent, Transfer Online, Inc., 512 SE Salmon Street, Portland, OR 97214, as of March 29, 2017.
Type of reporting person*
Name of Issuer
Big Tree Group, Inc.
Address of Issuer’s Principal Executive Offices
South Part 1-101, Nanshe Area, Pengnan Industrial Park on North Yingbinbei Road, Waisha Town of Longhu District Shantou, Guangdong, China 515023
Names of Persons Filing
KCG Americas LLC
Address of principal business office
300 Vesey Street, New York, NY 10282
Title of Class of Securities
If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a:
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
Amount beneficially owned
Percent of class
Number of shares as to which such person has:
sole power to vote or to direct the vote
shared power to vote or to direct the vote
sole power to dispose or to direct the disposition of
shared power to dispose or to direct the disposition of
Ownership of Five Percent or Less of a Class
Ownership of More than Five Percent on Behalf of Another Person
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Identification and Classification of Members of the Group
Notice of Dissolution of Group
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: April 10, 2017
KCG Americas LLC
/s/ Christy Oeth
Chief Compliance Officer