Filing Details

Accession Number:
0001699251-17-000001
Form Type:
13G Filing
Publication Date:
2017-03-02 12:42:09
Filed By:
Mestena, Llc
Company:
Energy Fuels Inc (NYSE:UUUU)
Filing Date:
2017-03-02
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Mestena 2,887,304 4,303,032 2,887,304 4,303,032 4,303,032 6.5%
Mestena 1,203,369 4,303,032 212,359 4,303,032 4,303,032 6.5%
Mestena 212,359 4,303,032 4,303,032 4,303,032 6.5%
Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION,
Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Energy Fuels, Inc

(Name of Issuer)
Common Stock,
(Title of Class of Securities)
292671708
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐  Rule 13d-1(b)

☐  Rule 13d-1(c)

☑  Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 

 

CUSIP No. 292671708

 

 

  1. 

 

Names of Reporting Persons.

  Mestena, LLC(Individually)

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

 

&nbsp ☑         (b) &nbsp ☐

  3.

 

SEC Use Only

 

  4.

 

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  

5. 

  

Sole Voting Power

 

2,887,304

  

6.

  

Shared Voting Power

 

4,303,032

  

7.

  

Sole Dispositive Power

 

2,887,304

  

8.

  

Shared Dispositive Power

 

4,303,032

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,303,032

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.5%

12.

 

Type of Reporting Person (See Instructions)

 

HC

 


 

CUSIP No.292671708

 

 

  1. 

 

Names of Reporting Persons.

 

Mestena, LLC as managing general partner of Mestena Unproven, Ltd,

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☑          (b) ☐  

  3.

 

SEC Use Only

 

  4.

 

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Each

Reporting

Person

With:

  

5. 

  

Sole Voting Power

 

1,203,369

  

6.

  

Shared Voting Power

 

4,303,032

  

7.

  

Sole Dispositive Power

&nbsp

1,203,369

  

8.

  

Shared Dispositive Power

 

4,303,032

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,303,032

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.5%

12.

 

Type of Reporting Person (See Instructions)

 

PN

 


 

CUSIP No. 292671708

 

 

  1. 

 

Names of Reporting Persons.

 

  Mestena, LLC as managing general partner of Jones Ranch Minerals Unproven, Ltd

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ☑         (b)  ☐

  3

 

SEC Use Only

 

  4.

 

Citizenship or Place of Organization

  Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  

5. 

  

Sole Voting Power

 

212,359

  

6.

  

Shared Voting Power

 

4,303,032

  

7.

  

Sole Dispositive Power

 

212,359

  

8.

  

Shared Dispositive Power

 

4,303,032

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,303,032

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.5%

12.

 

Type of Reporting Person (See Instructions)

 

PN

 


 

Item 1.

 

 

(a)

Name of Issuer

Energy Fuels Inc.

 

 

(b)

Address of Issuer's Principal Executive Offices

225 Union Blvd. Suite 600, Lakewood, Colorado, 80228

Item 2.

 

 

(a)

Name of Person Filing

This statement is jointly filed by and on behalf of each of Mestena, LLC individually and as the managing general partner on behalf of both Mestena Unproven, Ltd., and Jones Ranch Minerals Unproven, Ltd. Mestena, LLC is a family owned holding company that manages certain interests in oil, gas, and other minerals including those interests held by the two family limited partnerships, Mestena Unproven, Ltd., and Jones Ranch Minerals Proven, Ltd.

Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, the beneficial owner of any securities covered by this statement.

Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose,(i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.

 

 

(b)

Address of Principal Business Office or, if none, Residence

The address of the principal business office of each reporting person is 500 N. Shoreline Dr. Suite 700, Corpus Christi, Texas 78401.

 

 

(c)

Citizenship

See Item 4 on the cover page(s) hereto.

 

 

(d)

Title of Class of Securities

Common Stock

 

 

(e)

CUSIP Number

292671708


 

Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c),check whether the person filing is:

 

(a)

 

  

A Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);

(b)

 

  

A Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

 

  

An insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

 

  

An investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

 

  

An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);

(f)

 

  

An employee benefit plan or endowment fund in accordance with Section 240.13d- 1(b)(1)(ii)(F);

(g)

 

  

A parent holding company or control person in accordance with Section240.13d- 1(b)(1)(ii)(G);

(h)

 

  

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

 

  

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

 

  

A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);

(k)

 

  

A group, in accordance with Section 240.13d-1(b)(1)(ii)(K).

Item 4. Ownership.

 

 

(a)

Amount beneficially owned:

See Item 9 on the cover page(s) hereto.

 

 

(b)

Percent of class:

See Item 11 on the cover page(s hereto.

 

 

(c)

Number of shares as to which such person has:

 

 

(i)

Sole power to vote or to direct the vote:

See Item 5 on the cover page(s) hereto.

 

 

(ii)

Shared power to vote or to direct the vote:

See Item 6 on the cover page(s) hereto.

 

 

(iii)

Sole power to dispose or to direct the disposition of:

See Item  7 on the cover page(s) hereto.

 

(iv)

Shared power to dispose or to direct the disposition of:

See Item 8 on the cover page(s) hereto.

 

Item 5. Ownership of 5% or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  .

Item  6.Ownership of More than 5 Percent on Behalf of Another Person

Not Applicable

Item  7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable

Item 8. Identification and Classification of Members of the Group

Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.

Item 9. Notice of Dissolution of Group

Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, (i) acting (or has agreed or is agreeing to act) with any other person as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of the issuer or otherwise with respect to the issuer or any securities of the issuer or (ii) a member of any syndicate or group with respect to the issuer or any securities of the issuer.

Item 10. Certifications

By signing below each signatory certifies that, to the best of his or its knowledge and belief,the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.