Filing Details

Accession Number:
0001144204-17-008193
Form Type:
13G Filing
Publication Date:
2017-02-14 08:00:17
Filed By:
Storm Ventures Fund Iii Lp
Company:
Marketo Inc. (NASDAQ:MKTO)
Filing Date:
2017-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Storm Ventures Fund III 0 0 0 0 0 -0- 12. Type of Reporting Person (See Instructions)PN CUSIP No. 57063L107 Page 3 of 13 Pages 1. Names of Reporting Persons.Storm Ventures Affiliates Fund III, L.P. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions)PN CUSIP No. 57063L107 Page 4 of 13 Pages 1. Names of Reporting Persons.Storm Ventures Principals Fund III, L.L.C. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions)OO CUSIP No. 57063L107 Page 5 of 13 Pages 1. Names of Reporting Persons.Storm Venture Associates III, L.L.C. 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions) OO CUSIP No. 57063L107 Page 6 of 13 Pages 1. Names of Reporting Persons.Tae Hea Nahm 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions)IN CUSIP No. 57063L107 Page 7 of 13 Pages 1. Names of Reporting Persons.Ryan Floyd 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions) IN CUSIP No. 57063L107 Page 8 of 13 Pages 1. Names of Reporting Persons.M. Alex Mendez 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions) IN CUSIP No. 57063L107 Page 9 of 13 Pages 1. Names of Reporting Persons.Sanjay Subhedar 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization USA Number ofSharesBeneficiallyOwned byEachReportingPerson With 5. Sole Voting Power -0-6. Shared Voting Power -0-7. Sole Dispositive Power -0-8. Shared Dispositive Power -0- 9. Aggregate Amount Beneficially Owned by Each Reporting Person-0- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9)-0- 12. Type of Reporting Person (See Instructions)IN CUSIP No. 57063L107 Page 10 of 13 Pages Item 1. (a) Name of Issuer Marketo, Inc. (b) Address of Issuer s Principal Executive Offices 901 Mariners Island Blvd. San Mateo, CA 94404 Item 2. (a) Name of Person Filing This Amendment No. 3 to Schedule 13G (the Amendment ) amends the Schedule 13G (the Statement ) initially filed with the Securities and Exchange Commission (the Commission ) on February 18, 2014, as amended by Amendment No. 1 (the Amendment No. 1 ) filed with the Commission on February 13, 2015 and by Amendment No. 2 filed with the Commission on February 16, 2016. This Amendment is being jointly filed by Storm Ventures Fund III, L.P. ( SV III ), Storm Ventures Affiliates Fund III, L.P. ( SVA III ), Storm Ventures Principals Fund III, L.L.C. ( SVP III ), Storm Venture Associates III, L.L.C. ( SVA LLC ), Tae Hea Nahm, Ryan Floyd, M. Alex Mendez and Sanjay Subhedar (collectively, the Reporting Persons ). The Reporting Persons have entered into a Joint Filing Agreement, dated February 13, 2015, a copy of which was filed as an exhibit to Amendment No. 1, and is incorporated herein by reference, pursuant to which the Reporting Persons have agreed to file the Statement and all amendments thereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. (b) Address of Principal Business Office or, if none, Residence c o Storm Ventures 3000 Sand Hill Road, Suite 4-210 Menlo Park, CA 94025 (c) Citizenship See Item 4 of the cover page for each Reporting Person (d) Title of Class of Securities Common Stock (e) CUSIP Number 57063L107 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a Not Applicable. Item 4. Ownership On August 16, 2016, pursuant to the terms of an Agreement and Plan of Merger, dated as of May 27, 2016, by and among Milestone Holdco, Inc., a Delaware corporation ( Parent ), Milestone Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ( Merger Sub ) and the Issuer, Parent completed its acquisition of the Issuer via the merger of Merger Sub with and into the Issuer (the Merger ), with the Issuer continuing as the surviving corporation in the Merger and becoming a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger, each share of common stock of the Issuer issued and outstanding as of immediately prior to the effective time of the Merger will be cancelled and extinguished and automatically converted into the right to receive cash in an amount of 35.25 in cash, without interest thereon. As a result of the Merger, the reporting persons ceased to beneficially own any shares of the Issuer. CUSIP No. 57063L107 Page 11 of 13 Pages (a) Amount beneficially owned -0- shares (b) Percent of class -0-%
Storm Ventures Affiliates Fund III 0 0 0 0 0
Storm Ventures Principals Fund III 0 0 0 0 0
Storm Venture Associates III 0 0 0 0 0
Tae Hea Nahm 0 0 0 0 0
Ryan Floyd 0 0 0 0 0
M. Alex Mendez 0 0 0 0 0
Sanjay Subhedar 0 0 0 0 0
Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

 

Marketo, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

57063L107

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨Rule 13d-1(b)
¨Rule 13d-1(c)
xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

   

 

CUSIP No. 57063L107 Page 2 of 13 Pages

 

  1. Names of Reporting Persons.
Storm Ventures Fund III, L.P.
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
PN

  

   

  

CUSIP No. 57063L107 Page 3 of 13 Pages

 

  1. Names of Reporting Persons.

Storm Ventures Affiliates Fund III, L.P.

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
PN

  

   

 

CUSIP No. 57063L107 Page 4 of 13 Pages

 

  1. Names of Reporting Persons.

Storm Ventures Principals Fund III, L.L.C.

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)

OO

    

   

  

CUSIP No. 57063L107 Page 5 of 13 Pages

 

  1. Names of Reporting Persons.

Storm Venture Associates III, L.L.C.

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
OO

 

   

 

CUSIP No. 57063L107 Page 6 of 13 Pages

 

  1. Names of Reporting Persons.

Tae Hea Nahm

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4.

Citizenship or Place of Organization

USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)

IN

 

   

 

CUSIP No. 57063L107 Page 7 of 13 Pages

 

  1. Names of Reporting Persons.

Ryan Floyd

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4.

Citizenship or Place of Organization

USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
IN

 

   

  

CUSIP No. 57063L107 Page 8 of 13 Pages

 

  1. Names of Reporting Persons.

M. Alex Mendez

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4.

Citizenship or Place of Organization

USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
IN

  

   

  

CUSIP No. 57063L107 Page 9 of 13 Pages

 

  1. Names of Reporting Persons.

Sanjay Subhedar

  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) ¨
    (b) ¨
  3. SEC Use Only
  4.

Citizenship or Place of Organization

USA

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5. Sole Voting Power
-0-
6. Shared Voting Power
-0-
7. Sole Dispositive Power
-0-
8. Shared Dispositive Power
-0-
  9. Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨
  11. Percent of Class Represented by Amount in Row (9)
-0-
  12. Type of Reporting Person (See Instructions)
IN

 

   

 

CUSIP No. 57063L107 Page 10 of 13 Pages

 

Item 1.    
  (a) Name of Issuer:
     
    Marketo, Inc.
     
  (b) Address of Issuer’s Principal Executive Offices:
     
    901 Mariners Island Blvd.
    San Mateo, CA 94404
     
Item 2.    
  (a) Name of Person Filing:
     
    This Amendment No. 3 to Schedule 13G (the “Amendment”) amends the Schedule 13G (the “Statement”) initially filed with the Securities and Exchange Commission (the “Commission”) on February 18, 2014, as amended by Amendment No. 1 (the “Amendment No. 1”) filed with the Commission on February 13, 2015 and by Amendment No. 2 filed with the Commission on February 16, 2016. This Amendment is being jointly filed by Storm Ventures Fund III, L.P. (“SV III”), Storm Ventures Affiliates Fund III, L.P. (“SVA III”), Storm Ventures Principals Fund III, L.L.C. (“SVP III”), Storm Venture Associates III, L.L.C. (“SVA LLC”), Tae Hea Nahm, Ryan Floyd, M. Alex Mendez and Sanjay Subhedar (collectively, the “Reporting Persons”). The Reporting Persons have entered into a Joint Filing Agreement, dated February 13, 2015, a copy of which was filed as an exhibit to Amendment No. 1, and is incorporated herein by reference, pursuant to which the Reporting Persons have agreed to file the Statement and all amendments thereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.
     
  (b) Address of Principal Business Office or, if none, Residence:
     
    c/o Storm Ventures
    3000 Sand Hill Road, Suite 4-210
    Menlo Park, CA 94025
     
  (c) Citizenship:
     
    See Item 4 of the cover page for each Reporting Person
     
  (d) Title of Class of Securities:
     
    Common Stock
     
  (e) CUSIP Number:
     
    57063L107

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable.

 

Item 4. Ownership

 

On August 16, 2016, pursuant to the terms of an Agreement and Plan of Merger, dated as of May 27, 2016, by and among Milestone Holdco, Inc., a Delaware corporation (“Parent”), Milestone Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”) and the Issuer, Parent completed its acquisition of the Issuer via the merger of Merger Sub with and into the Issuer (the “Merger”), with the Issuer continuing as the surviving corporation in the Merger and becoming a wholly owned subsidiary of Parent. Pursuant to the terms of the Merger, each share of common stock of the Issuer issued and outstanding as of immediately prior to the effective time of the Merger will be cancelled and extinguished and automatically converted into the right to receive cash in an amount of $35.25 in cash, without interest thereon. As a result of the Merger, the reporting persons ceased to beneficially own any shares of the Issuer.

 

   

 

CUSIP No. 57063L107 Page 11 of 13 Pages

 

(a) Amount beneficially owned: 
   
  -0- shares
   
(b) Percent of class:
   
  -0-%
   
(c) Number of shares as to which the person has:
   
  (i) Sole power to vote or to direct the vote
     
    -0-
     
  (ii) Shared power to vote or to direct the vote
     
    -0-
     
  (iii) Sole power to dispose or to direct the disposition of
     
    -0-
     
  (iv) Shared power to dispose or to direct the disposition of
     
    -0-

 

Item 5. Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ .

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable.

 

Item 8. Identification and Classification of Members of the Group

 

Not Applicable.

 

Item 9. Notice of Dissolution of the Group

 

Not Applicable.

 

Item 10. Certifications

 

Not Applicable.
  

   

 

CUSIP No. 57063L107 Page 12 of 13 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 14, 2017

 

  Storm Ventures Fund III, L.P.
     
  By: Storm Venture Associates III, L.L.C., its General Partner
     
  By: /s/ Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  Storm Ventures Affiliates Fund III, L.P.
     
  By: Storm Venture Associates III, L.L.C., its General Partner
     
  By: /s/ Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  Storm Ventures Principals Fund III, L.L.C.
   
  By:  Storm Venture Associates III, L.L.C., its Managing Member
   
  By: /s/ Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  Storm Venture Associates III, L.L.C.
     
  By: /s/ Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  Tae Hea Nahm
     
  By: /s/ Kevin Melia
   

Kevin Melia

Attorney-in-Fact

     
  Ryan Floyd
     
  By: /s/Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  M. Alex Mendez
     
  By: /s/Kevin Melia
    Kevin Melia
    Attorney-in-Fact
     
  Sanjay Subhedar
     
  By: /s/Kevin Melia
    Kevin Melia
    Attorney-in-Fact

 

   

 

CUSIP No. 57063L107 Page 13 of 13 Pages

 

EXHIBIT INDEX

 

Exhibit 1: Joint Filing Agreement, dated February 13, 2015, among the Reporting Persons (incorporated by reference to Exhibit 1 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 2: Power of Attorney – Storm Ventures Fund III, L.P., dated February 13, 2015 (incorporated by reference to Exhibit 2 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 3: Power of Attorney – Storm Ventures Affiliates Fund III, L.P., dated February 13, 2015 (incorporated by reference to Exhibit 3 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 4: Power of Attorney – Storm Ventures Principals Fund III, L.L.C., dated February 13, 2015 (incorporated by reference to Exhibit 4 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 5: Power of Attorney – Storm Venture Associates III, L.L.C., dated February 13, 2015 (incorporated by reference to Exhibit 5 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 6: Power of Attorney – Tae Hea Nahm, dated February 13, 2015 (incorporated by reference to Exhibit 6 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 7: Power of Attorney – Ryan Floyd, dated February 13, 2015 (incorporated by reference to Exhibit 7 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 8: Power of Attorney – M. Alex Mendez, dated February 13, 2015 (incorporated by reference to Exhibit 8 to the Statement filed with the Commission on February 13, 2015)
 
Exhibit 9: Power of Attorney – Sanjay Subhedar, dated February 13, 2015 (incorporated by reference to Exhibit 9 to the Statement filed with the Commission on February 13, 2015)