Filing Details

Accession Number:
0001511164-17-000072
Form Type:
13G Filing
Publication Date:
2017-02-13 11:19:30
Filed By:
Henriques Charles A.
Company:
Neurogesx Inc (OTCMKTS:NGSX)
Filing Date:
2017-02-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Charles A. Henriques 4,966,649 0 4,966,649 0 4,966,649 15.0%
Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934


NeurogesX, Inc.

(Name of Issuer)

Common Stock, $0.001 par value

(Title of Class of Securities)

641252 101

(CUSIP Number)

March 02, 2016

(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X]  Rule 13d-1(b)
[   ]  Rule 13d-1(c)
[   ]  Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).





 

 

 

 

 

CUSIP No. 641252101

 

Schedule 13G/A

 

Page 2 of 5 Pages

 

 

 

 

 


 

 

 

 

 

 

 

 

 

 

1.

 

NAMES OF REPORTING PERSONS


Charles A. Henriques

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨

 

 

3.

 

SEC USE ONLY
 

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America

 

 


 

 

 

 

 

 

 

 

 

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.

 

SOLE VOTING POWER
 
4,966,649

 

6.

 

SHARED VOTING POWER
 
0

 

7.

 

SOLE DISPOSITIVE POWER
 
4,966,649

 

8.

 

SHARED DISPOSITIVE POWER
 
0


 

 

 

 

 

 

 

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 

4,966,649

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 

15.0%

 

 

12.

 

TYPE OF REPORTING PERSON (see instructions) 

CO (Business Development Company)

 

 




 

 

 

 

 

CUSIP No. 641252101

 

Schedule 13G/A

 

Page 3 of 5 Pages


Item 1.

 

 

 

 

(a)

Name of Issuer
NeurogesX, Inc.

 

 

 

 

(b)

Address of Issuers Principal Executive Offices

999 Baker Way, Suite 200, San Mateo, California 94404


Item 2.

 

 

 

 

(a)

Name of Person Filing
Charles A. Henriques

 

 

 

 

(b)

Address of the Principal Office or, if none, residence
142 E. Main Street Clinton, CT 06413

 

 

 

 

(c)

Citizenship
United States of America

 

 

 

 

(d)

Title of Class of Securities
Common Stock, $0.001 par value

 

 

 

 

(e)

CUSIP Number


Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

 

 

 

 

 

 

 

(a)

¨

Broker or dealer registered under section 15 of the Act;

 

 

 

 

 

(b)

¨

Bank as defined in section 3(a)(6) of the Act;

 

 

 

 

 

(c)

¨

Insurance company as defined in section 3(a)(19) of the Act;

 

 

 

 

 

(d)

¨

Investment company registered under section 8 of the Investment Company Act of 1940;

 

 

 

 

 

(e)

¨

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

¨

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

¨

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

¨

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

 

 

(i)

¨

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

(j)

¨

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

 

(k)

¨

Group, in accordance with §240.13d-1(b)(1)(ii)(K).


If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution.




CUSIP No. 641252101

 

Schedule 13G/A

 

Page 4 of 5 Pages


Item 4.  Ownership.


Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

 

 

 

 

 

 

 

 

 

(a)

 

Amount beneficially owned:  4,966,649

 

 

 

 

 

 

(b)

 

Percent of class:  15.0% based on outstanding shares reported on the issuer's 10-Q filed with the SEC for the period ended September 30, 2012.

 

 

 

 

 

 

(c)

 

Number of shares as to which the person has:  

 

 

 

 

 

 

 

 

(i)

Sole power to vote or to direct the vote  4,966,649

 

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote  0

 

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of  4,966,649

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of  0

 

 

 

 

 


Item 5.  Ownership of Five Percent or Less of a Class.


Not applicable


Item 6.  Ownership of More than Five Percent on Behalf of Another Person.


Not applicable


Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent

Holding Company.


Not applicable


Item 8.  Identification and Classification of Members of the Group.


Not applicable 


Item 9.  Notice of Dissolution of Group.


Not applicable


Item 10.  Certification.

 

 

 

 

 

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held for the purpose of or wit the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 





 

 

 

 

 

CUSIP No. 641252 101

 

Schedule 13G/A

 

Page 5 of 5 Pages


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 13, 2017

Date

 

/s/ Charles A. Henriques

Signature

 

A Passive Individual Investor

Name/Title

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.