Filing Details
- Accession Number:
- 0001628280-17-001116
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-10 16:02:46
- Filed By:
- Jive Software, Inc.
- Company:
- Jive Software Inc. (NASDAQ:JIVE)
- Filing Date:
- 2017-02-10
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Matthew Tucker Trust under agreement dated May | 5,336,962 | 5,336,962 | 5,336,962 | 6.8% | ||
| Matthew Tucker | 5,815,576 | 5,815,576 | 5,815,576 | 7.4% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5)*
Jive Software, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
47760A108
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) | |
¨ | Rule 13d-1(c) | |
¨ | Rule 13d-1(d) | |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 47760A108
1 | NAMES OF REPORTING PERSONS Matthew Tucker Trust under agreement dated May 26, 2011 (the “Living Trust”). | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER 5,336,9621 | |
6 | SHARED VOTING POWER None | ||
7 | SOLE DISPOSITIVE POWER 5,336,9621 | ||
8 | SHARED DISPOSITIVE POWER None | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,336,9621 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8%2 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO – the beneficial owner is a living trust. | ||
1 | Shares held of record by the Living Trust. Matthew Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
CUSIP No. 47760A108
1 | NAMES OF REPORTING PERSONS Matthew Tucker | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States of America | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER 5,815,5761 | |
6 | SHARED VOTING POWER None | ||
7 | SOLE DISPOSITIVE POWER 5,815,5761 | ||
8 | SHARED DISPOSITIVE POWER None | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,815,5761 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ¨ | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4%2 | ||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN. | ||
1 | Shares held of record by Matthew Tucker, the Living Trust and the Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 (the “Irrevocable Trust”). Mr. Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
Item 1(a) Name of issuer: Jive Software, Inc.
Item 1(b) Address of issuer’s principal executive offices: 325 Lytton Avenue, Suite 200, Palo Alto, California 94301
2(a) Name of person filing:
i. | Matthew Tucker Trust under agreement dated May 26, 2011 (the “Living Trust”) | |
ii. | Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 (the “Irrevocable Trust”) | |
iii. | Matthew Tucker | |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over these shares. | ||
2(b) Address or principal business office or, if none, residence:
c/o Jive Software, Inc.
325 Lytton Avenue, Suite 200
Palo Alto, California 94301
2(c) Citizenship:
Mr. Tucker is a citizen of the United States of America. The Living Trust and Irrevocable Trust are each organized under the laws of the state of California.
2(d) Title of class of securities:
Common Stock
2(e) CUSIP No.:
47760A108
Item 3. If this statement is filed pursuant to §§240.13d–1(b) or 240.13d–2(b) or (c), check whether the person filing is a: Not Applicable
(a) | ¨ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8); |
(e) | ¨ | An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E); |
(f) | ¨ | An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F); |
(g) | ¨ | A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G); |
(h) | ¨ | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3); |
(j) | ¨ | A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); |
(k) | ¨ | [ ] Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) | Amount beneficially owned: 5,815,576 shares.1 |
(b) | Percent of class: 7.4%.2 |
(c) | Number of shares as to which the person has: |
(i). | Sole power to vote or to direct the vote: |
a. | Living Trust: 5,336,962 shares. | |
b. | Irrevocable Trust: 475,805 shares. | |
c. | Matthew Tucker: 5,815,576 shares. | |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over the shares. | ||
Shared power to vote or to direct the vote:
Not applicable. | ||
(ii). | Sole power to dispose or to direct the disposition of: |
a. | Living Trust: 5,336,962 shares. | |
b. | Irrevocable Trust: 475,805 shares. | |
c. | Matthew Tucker: 5,815,576 shares. | |
The reported shares are held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over the shares. | ||
(iii). | Shared power to dispose or to direct the disposition of: |
Not applicable. | ||
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d–3(d)(1).
1 | Shares held of record by Matthew Tucker, the Living Trust and the Irrevocable Trust. Mr. Tucker retains sole voting and dispositive power over these shares. |
2 | Percentage based on 78,107,355 shares of common stock of Jive Software, Inc. (“Jive”) outstanding as of October 31, 2016, as reported on Jive’s quarterly report on Form 10-Q (File No. 001-35367) for the quarterly period ended September 30, 2016 as filed with the Securities and Exchange Commission on November 3, 2016. |
Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].
Not applicable.
Instruction. Dissolution of a group requires a response to this item.
Item 6. Ownership of More than 5 Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or control person has filed this schedule pursuant to Rule 13d–1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d–1(c) or Rule 13d–1(d), attach an exhibit stating the identification of the relevant subsidiary.
Not applicable.
Item 8. Identification and Classification of Members of the Group
If a group has filed this schedule pursuant to §240.13d–1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d–1(c) or Rule 13d–1(d), attach an exhibit stating the identity of each member of the group.
Not applicable.
Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.
Not applicable.
Item 10. Certifications
(a) The following certification shall be included if the statement is filed pursuant to §240.13d–1(b):
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
(b) The following certification shall be included if the statement is filed pursuant to §240.13d–1(b)(1)(ii)(J), or if the statement is filed pursuant to §240.13d–1(b)(1)(ii)(K) and a member of the group is a non-U.S. institution eligible to file pursuant to §240.13d–1(b)(1)(ii)(J):
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to [insert particular category of institutional investor] is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
(c) The following certification shall be included if the statement is filed pursuant to §240.13d–1(c):
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 10, 2017 | Matthew Tucker, as Trustee of the Tucker Family 2011 Irrevocable Trust under agreement dated June 1, 2011 | |
By: | /s/ Matthew Tucker | |
Matthew Tucker, Trustee | ||
MATTHEW TUCKER | ||
By: | /s/ Matthew Tucker | |
Matthew Tucker | ||