Filing Details
- Accession Number:
- 0001017284-25-000004
- Form Type:
- 13D Filing
- Publication Date:
- 2025-06-04 20:00:00
- Filed By:
- THOMPSON DAVIS & CO., INC.
- Company:
- Smith Midland Corp (OTCMKTS:SMID)
- Filing Date:
- 2025-06-05
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| THOMPSON DAVIS & CO., INC. | 0 | 0 | 1,815,675 | 0 | 1,815,675 | 33.9% |
Filing
|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 11)
|
SMITH MIDLAND CORP (Name of Issuer) |
Common Stock (Title of Class of Securities) |
832156103 (CUSIP Number) |
Peggy M. Walz 9030 Stony Point Parkway, Suite 100 Richmond, VA, 23235 (804) 644-6382 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
06/02/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
|
| CUSIP No. | 832156103 |
| 1 |
Name of reporting person
THOMPSON DAVIS & CO., INC. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
NEW YORK
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
1,815,675.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
33.9 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IA |
SCHEDULE 13D
|
| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Common Stock |
| (b) | Name of Issuer:
SMITH MIDLAND CORP |
| (c) | Address of Issuer's Principal Executive Offices:
ROUTE 28, P O BOX 300, MIDLAND,
VIRGINIA
, 22728. |
| Item 2. | Identity and Background |
| (a) | Thompson Davis & Co., Inc. |
| (b) | 9030 Stony Point Parkway, Suite 100, Richmond, VA 23235 |
| (d) | No |
| (e) | No |
| (f) | New York |
| Item 3. | Source and Amount of Funds or Other Consideration |
00-RIA on behalf of clients | |
| Item 5. | Interest in Securities of the Issuer |
| (b) | 1,815,675 |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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