Filing Details
- Accession Number:
- 0000929638-25-002105
- Form Type:
- 13G Filing
- Publication Date:
- 2025-05-28 20:00:00
- Filed By:
- IDG China Venture Capital Fund IV L.P.
- Company:
- Pony Ai Inc.
- Filing Date:
- 2025-05-29
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Beneficially Owned Number of Shares | Beneficially Owned Number of Aggregate Shares | Percent of Class |
|---|---|---|---|
| IDG China Venture Capital Fund IV L.P. | 0 | 18,248,471 | 6.7% |
| IDG China IV Investors L.P. | 0 | 18,248,471 | 6.7% |
| IDG China Capital Fund III L.P. | 0 | 18,248,471 | 6.7% |
| IDG China Capital III Investors L.P. | 0 | 18,248,471 | 6.7% |
| IDG China Venture Capital Fund IV Associates L.P. | 0 | 18,248,471 | 6.7% |
| IDG China Venture Capital Fund GP IV Associates Ltd. | 0 | 18,248,471 | 6.7% |
| IDG China Capital Fund III Associates L.P. | 0 | 18,248,471 | 6.7% |
| IDG China Capital Fund GP III Associates Ltd. | 0 | 18,248,471 | 6.7% |
| Zhou Quan | 0 | 18,248,471 | 6.7% |
| Ho Chi Sing | 0 | 18,248,471 | 6.7% |
Filing
|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
|
UNDER THE SECURITIES EXCHANGE ACT OF 1934
|
Pony AI Inc. (Name of Issuer) |
Class A ordinary shares, par value US$0.0005 per share (Title of Class of Securities) |
732908108 (CUSIP Number) |
12/31/2024 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
|
| Rule 13d-1(c)
|
 Rule 13d-1(d)
|
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Venture Capital Fund IV L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P.
(2) The value in rows 6 and 8 represents (i) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., (ii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (iii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. IDG China Venture Capital Fund IV Associates L.P. is the general partner of IDG China Venture Capital Fund IV L.P. IDG China Venture Capital Fund GP IV Associates Ltd. is the general partner of IDG China Venture Capital Fund IV Associates L.P. and IDG China IV Investors L.P. IDG China Capital Fund III Associates L.P. is the general partner of IDG China Capital Fund III L.P. IDG China Capital Fund GP III Associates Ltd. is the general partner of IDG China Capital Fund III Associates L.P. and IDG China Capital III Investors L.P. Chi Sing Ho and Quan Zhou are the two directors of IDG China Venture Capital Fund GP IV Associates Ltd. and IDG China Capital Fund GP III Associates Ltd. By virtue of such relationship, IDG China Venture Capital Fund IV L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China IV Investors L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P.
(2) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (iii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. The general partner of IDG China IV Investors L.P. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China IV Investors L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Capital Fund III L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P.
(2) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., and (iii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. The ultimate general partner of IDG China Capital Fund III L.P. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Capital Fund III L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Capital III Investors L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P.
(2) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., and (iii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P. The general partner of IDG China Capital III Investors L.P. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Capital III Investors L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Venture Capital Fund IV Associates L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P. IDG China Venture Capital Fund IV Associates L.P. is the general partner of IDG China Venture Capital Fund IV L.P. By virtue of such relationship, IDG China Venture Capital Fund IV Associates L.P. may be deemed to have sole voting and dispositive power with respect to these shares.
(2) The value in rows 6 and 8 represents (i) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., (ii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (iii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. The general partner of IDG China Venture Capital Fund IV Associates L.P. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Venture Capital Fund IV Associates L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Venture Capital Fund GP IV Associates Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., and (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P. IDG China Venture Capital Fund GP IV Associates Ltd. is the ultimate general partner of IDG China Venture Capital Fund IV L.P. and the general partner of IDG China IV Investors L.P. By virtue of such relationship, IDG China Venture Capital Fund GP IV Associates Ltd. may be deemed to have sole voting and dispositive power with respect to these shares.
(2) The value in rows 6 and 8 represents (i) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (ii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. IDG China Venture Capital Fund GP IV Associates Ltd. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Venture Capital Fund GP IV Associates Ltd. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Capital Fund III Associates L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P. IDG China Capital Fund III Associates L.P. is the general partner of IDG China Capital Fund III L.P. By virtue of such relationship, IDG China Capital Fund III Associates L.P. may be deemed to have sole voting and dispositive power with respect to these shares.
(2) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., and (iii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. The general partner of IDG China Capital Fund III Associates L.P. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Capital Fund III Associates L.P. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
IDG China Capital Fund GP III Associates Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: (1) The value in rows 5 and 7 represents (i) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (ii) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. IDG China Capital Fund GP III Associates Ltd. is the ultimate general partner of IDG China Capital Fund III L.P. and the general partner of IDG China Capital III Investors L.P. By virtue of such relationship, IDG China Capital Fund GP III Associates Ltd. may be deemed to have sole voting and dispositive power with respect to these shares.
(2) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., and (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P. IDG China Capital Fund GP III Associates Ltd. and the general partner or ultimate general partner of these entities have the same directors. By virtue of such relationship, IDG China Capital Fund GP III Associates Ltd. may be deemed to have shared the voting and dispositive power with respect to these shares.
(3) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
Zhou Quan | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: (1) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., (iii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (iv) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. Quan Zhou and Chi Sing Ho are the two directors of the general partner or ultimate general partner of such entities. By virtue of such relationship, Quan Zhou may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| CUSIP No. | 732908108 |
| 1 | Names of Reporting Persons
Ho Chi Sing | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
CANADA (FEDERAL LEVEL)
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
18,248,471.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
6.7 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: (1) The value in rows 6 and 8 represents (i) 10,102,665 Class A ordinary shares held of record by IDG China Venture Capital Fund IV L.P., (ii) 1,293,472 Class A ordinary shares held of record by IDG China IV Investors L.P., (iii) 6,529,589 Class A ordinary shares held of record by IDG China Capital Fund III L.P., and (iv) 322,745 Class A ordinary shares held of record by IDG China Capital III Investors L.P. Quan Zhou and Chi Sing Ho are the two directors of the general partner or ultimate general partner of such entities. By virtue of such relationship, Chi Sing Ho may be deemed to have shared voting and dispositive power with respect to these shares.
(2) Percent of class represented by amount in row (9) is calculated based on an aggregate of 274,203,783 Class A ordinary shares outstanding as of April 10, 2025, as reported in the Issuer's Form 20-F filed with the U.S. Securities and Exchange Commission on April 25, 2025.
SCHEDULE 13G
|
| Item 1. | ||
| (a) | Name of issuer:
Pony AI Inc. | |
| (b) | Address of issuer's principal executive offices:
1301 PEARL DEVELOPMENT BUILDING 1, MINGZHU 1ST ST, HENGLI TWN, NANSHA DIST, GUANGZHOU, China, 511458 | |
| Item 2. | ||
| (a) | Name of person filing:
1. IDG China Venture Capital Fund IV L.P.
2. IDG China IV Investors L.P.
3. IDG China Capital Fund III L.P.
4. IDG China Capital III Investors L.P.
5. IDG China Venture Capital Fund IV Associates L.P.
6. IDG China Venture Capital Fund GP IV Associates Ltd.
7. IDG China Capital Fund III Associates L.P.
8. IDG China Capital Fund GP III Associates Ltd.
9. Quan Zhou
10. Chi Sing Ho | |
| (b) | Address or principal business office or, if none, residence:
For all reporting persons:
c/o IDG Capital Management (HK) Limited
Unit 5505, The Center
99 Queen's Road Central
Hong Kong | |
| (c) | Citizenship:
Quan Zhou is a citizen of the United States of America. Chi Sing Ho is a citizen of Canada. Each of IDG China Venture Capital Fund IV L.P., IDG China IV Investors L.P., IDG China Capital Fund III L.P., IDG China Capital III Investors L.P., IDG China Venture Capital Fund IV Associates L.P., IDG China Venture Capital Fund GP IV Associates Ltd., IDG China Capital Fund III Associates L.P. and IDG China Capital Fund GP III Associates Ltd. is organized under the laws of the Cayman Islands. | |
| (d) | Title of class of securities:
Class A ordinary shares, par value US$0.0005 per share | |
| (e) | CUSIP No.:
732908108 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
| |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
| |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
| |
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
| |
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
| |
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
| |
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
| |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
| |
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
| |
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
| |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
The information for each reporting person contained in Items 5-9 of the cover pages is incorporated herein by reference. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest in such securities. | |
| (b) | Percent of class:
The information for each reporting person contained in Item 11 of the cover pages is incorporated herein by reference. | |
| (c) | Number of shares as to which the person has:
| |
| (i) Sole power to vote or to direct the vote:
The information for each reporting person contained in Item 5 of the cover pages is incorporated herein by reference. | ||
| (ii) Shared power to vote or to direct the vote:
The information for each reporting person contained in Item 6 of the cover pages is incorporated herein by reference. | ||
| (iii) Sole power to dispose or to direct the disposition of:
The information for each reporting person contained in Item 7 of the cover pages is incorporated herein by reference. | ||
| (iv) Shared power to dispose or to direct the disposition of:
The information for each reporting person contained in Item 8 of the cover pages is incorporated herein by reference. | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
| ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
| ||
| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
| ||
| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
| ||
| Item 10. | Certifications: |
Not Applicable
|
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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