Filing Details
- Accession Number:
- 0000950170-25-076541
- Form Type:
- 13D Filing
- Publication Date:
- 2025-05-21 20:00:00
- Filed By:
- Trian Partners
- Company:
- Invesco Ltd. (NYSE:IVZ)
- Filing Date:
- 2025-05-22
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Nelson Peltz | 0 | 20,675,008 | 0 | 20,675,008 | 20,675,008 | 4.62% |
| Peter W. May | 0 | 20,675,008 | 0 | 20,675,008 | 20,675,008 | 4.62% |
| Trian Fund Management, L.P. | 0 | 20,675,008 | 0 | 20,675,008 | 20,675,008 | 4.62% |
| Trian Fund Management GP, LLC | 0 | 20,675,008 | 0 | 20,675,008 | 20,675,008 | 4.62% |
| Trian Partners AM Holdco, Ltd. | 0 | 20,675,008 | 0 | 20,675,008 | 20,675,008 | 4.62% |
Filing
|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 11)
|
INVESCO LTD (Name of Issuer) |
Common Stock par value $0.20 per share (Title of Class of Securities) |
G491BT108 (CUSIP Number) |
Brian L. Schorr, Esq. 280 Park Avenue, 41st Floor, New York, NY, 10017 212-451-3000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
05/20/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
|
| CUSIP No. | G491BT108 |
| 1 |
Name of reporting person
Nelson Peltz | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
20,675,008.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
4.62 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
*Calculated based on 447,556,286 of Common Stock outstanding as March 31, 2025, as reported in the Issuer's Form 10-Q for the quarter ended March 31, 2025 ( the "Form 10-Q").
SCHEDULE 13D
|
| CUSIP No. | G491BT108 |
| 1 |
Name of reporting person
Peter W. May | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
20,675,008.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
4.62 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person:
*Calculated based on 447,556,286 of Common Stock outstanding as March 31, 2025, as reported in the Issuer's Form 10-Q.
SCHEDULE 13D
|
| CUSIP No. | G491BT108 |
| 1 |
Name of reporting person
Trian Fund Management, L.P. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
20,675,008.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
4.62 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person:
*Calculated based on 447,556,286 of Common Stock outstanding as March 31, 2025, as reported in the Issuer's Form 10-Q.
SCHEDULE 13D
|
| CUSIP No. | G491BT108 |
| 1 |
Name of reporting person
Trian Fund Management GP, LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
AF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
20,675,008.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
4.62 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person:
*Calculated based on 447,556,286 of Common Stock outstanding as March 31, 2025, as reported in the Issuer's Form 10-Q.
SCHEDULE 13D
|
| CUSIP No. | G491BT108 |
| 1 |
Name of reporting person
Trian Partners AM Holdco, Ltd. | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
WC | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
CAYMAN ISLANDS
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
20,675,008.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
4.62 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person:
*Calculated based on 447,556,286 of Common Stock outstanding as March 31, 2025, as reported in the Issuer's Form 10-Q.
SCHEDULE 13D
|
| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Common Stock par value $0.20 per share | |
| (b) | Name of Issuer:
INVESCO LTD | |
| (c) | Address of Issuer's Principal Executive Offices:
1331 Spring Street, Suite 2500, Atlanta,
GEORGIA
, 30309. | |
Item 1 Comment:
This Amendment No. 11 ("Amendment No. 11") amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on September 22, 2020 (the "Original Schedule 13D"), as amended by Amendment No. 1 ("Amendment No. 1") filed on November 5, 2020, Amendment No. 2 filed on December 15, 2021, Amendment No. 3 filed on February 1, 2022, Amendment No. 4 filed on March 25, 2022, Amendment No. 5 filed on April 1, 2022, Amendment No. 6 filed on January 25, 2023, Amendment No. 7 filed on January 31, 2023, Amendment No. 8 filed on February 16, 2023, Amendment No. 9 filed on June 2, 2023 and Amendment No. 10 filed on June 14, 2024 (as amended, the "Schedule 13D"), relating to the Common Stock, par value $0.20 per share (the "Shares"), of Invesco Ltd., a Bermuda exempted company (the "Issuer"). The address of the principal executive office of the Issuer is 1555 Peachtree Street, NE., Suite 1800, Atlanta, Georgia 30309.
The Reporting Persons ceased to be beneficial owners of more than 5% of the outstanding Shares of the Issuer on May 20, 2025. Accordingly, this Amendment No. 11 represents a final amendment to the Schedule 13D with respect to the Reporting Persons and constitutes an exit filing for the Reporting Persons and the Reporting Persons do not intend to provide further updates through amendments to the Schedule 13D.
Capitalized terms not defined herein shall have the meanings ascribed to them in the Schedule 13D. Except as set forth herein, the Schedule 13D is unmodified. | ||
| Item 4. | Purpose of Transaction | |
Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following:
The sales of Shares by Reporting Persons reported below in Item 5 were done for portfolio management purposes. The Reporting Persons ceased to be beneficial owners of more than 5% of the outstanding Shares of the Issuer on May 20, 2025. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | Item 5 of the Schedule 13D is hereby amended and supplemented by adding the following:
(a) As of 4:00 p.m., New York City time, on May 22, 2025, the Reporting Persons beneficially owned, in the aggregate, 20,675,008 Shares, representing approximately 4.62% of the Issuer's outstanding Shares (calculated based on 447,556,286 Shares outstanding as of March 31, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended March 31, 2025). | |
| (b) | (b) Each of Trian AM Holdco and Trian Management beneficially and directly owns and has sole voting power and sole dispositive power with regard to 20,675,008 and 0 Shares, respectively, except to the extent that other Reporting Persons as described in this Item 5(b) may be deemed to have shared voting power and shared dispositive power with regard to such Shares. | |
| (c) | (c) Schedule 1 annexed hereto lists all transactions in securities of the Issuer by the Reporting Persons during the past sixty days. All such transactions listed in the table below were effected in the open market. The prices set forth in the table do not include commissions. | |
| (e) | (e) The Reporting Persons ceased to be beneficial owners of more than 5% of the outstanding Shares of the Issuer on May 20, 2025. Accordingly, this Amendment No. 11 represents a final amendment to the Schedule 13D with respect to the Reporting Persons and constitutes an exit filing for the Reporting Persons. The Reporting Persons do not intend to provide further updates through amendments to the Schedule 13D. | |
| Item 7. | Material to be Filed as Exhibits. | |
Schedule 1 annexed hereto lists all transactions in securities of the Issuer by the Reporting Persons during the past sixty days. | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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