Filing Details

Accession Number:
0001493152-24-001397
Form Type:
13G Filing
Publication Date:
2024-01-04 19:00:00
Filed By:
Opaleye Management
Company:
Context Therapeutics Inc.
Filing Date:
2024-01-05
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Opaleye Management Inc 0 820,000 0 820,000 820,000 5.14%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

Context Therapeutics Inc.

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

21077P108

(CUSIP Number)

 

James Silverman, One Boston Place, 26th Floor, Boston, MA 02108

(Name, Address, and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

12/27/2023

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 21077P108 13G Page 2 of 6 Page

 

1. NAMES OF REPORTING PERSONS
  Opaleye Management Inc.
   
 

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

  20-5648796
   
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
   
  (a) ☐
  (b) ☐
3. SEC USE ONLY
   
   
4. CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Massachusetts

NUMBER OF SHARES

BENEFICIALLY OWNED

BY EACH REPORTING

PERSON WITH

5. SOLE VOTING POWER
   
  0
6. SHARED VOTING POWER
   
  820,0000
7. SOLE DISPOSITIVE POWER
   
  0
8. SHARED DISPOSITIVE POWER
   
  820,000
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  820,000
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
   
 
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.14%
12. TYPE OF REPORTING PERSON (see instructions)
   
  CO

 

 

 

 

CUSIP No. 21077P108 13G Page 3 of 6 Page

 

Item 1.

 

  (a)

Name of Issuer: Context Therapeutics Inc., a Delaware corporation (the “Issuer”)

     
  (b)

Address of Issuer’s Principal Executive Offices: 2001 Market Street, Suite 3915, Unit #15

Philadelphia, Pennsylvania 19103

 

Item 2.

 

  (a) Name of Person Filing: This statement is filed by the entities and persons listed below, who are collectively referred to herein as “Reporting Persons” with respect to the shares of common stock of the Company:
     
    This Statement on Schedule 13G (this “Statement”) is filed by Opaleye, LP (“Opaleye”); Opaleye GP LLC, the general partner of Opaleye, L.P. (“Opaleye GP”); and James Silverman, the manager of Opaleye GP LLC.
     
  (b) Address of the Principal Office or, if none, residence
     
    One Boston Place, 26th Floor, Boston, MA 02108
     
  (c) Citizenship
     
    Opaleye, L.P. is a Delaware limited partnership. Opaleye GP LLC is a Delaware limited liability company. Mr. Silverman is a United States citizen.
     
  (d) Title of Class of Securities
     
    Common Stock, $0.001 par value per share
     
  (e) CUSIP Number 21077P108

 

 

 

 

CUSIP No. 21077P108 13G Page 4 of 6 Page

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned: 820,000
       
  (b) Percent of class: 5.14%
       
  (c) Number of shares as to which the person has: 820,000
       
    (i) Sole power to vote or to direct the vote 0
       
    (ii) Shared power to vote or to direct the vote 820,000
       
    (iii) Sole power to dispose or to direct the disposition of 0
       
    (iv) Shared power to dispose or to direct the disposition of 820,000

 

Instruction. For computations regarding securities that represent a right to acquire an underlying security, see §240.13d-3(d)(1).

 

Item 5. Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

 

Instruction. Dissolution of a group requires a response to this item.

 

Not applicable

 

 

 

 

CUSIP No. 21077P108 13G Page 5 of 6 Page

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable

 

Item 9. Notice of Dissolution of Group.

 

Not applicable

 

Item 10. Certification.

 

  (a) The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
     
  (b) The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):
     
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

CUSIP No. 21077P108 13G Page 6 of 6 Page

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

01/05/2024

Date

 

/s/ James Silverman

Signature

 
James Silverman
 
Managing Member of Opaleye GP LLC , the General Partner of Opaleye, L.P.
 
Name/Title