Filing Details
- Accession Number:
- 0001719890-23-000065
- Form Type:
- 13D Filing
- Publication Date:
- 2023-12-05 19:00:00
- Filed By:
- Boaz Energy Ii, Llc
- Company:
- Permrock Royalty Trust
- Filing Date:
- 2023-12-06
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Boaz Energy II | 4,913,761 | 0 | 4,913,761 | 0 | 4.913,761 | 40.4% |
| Marshall Eves | 0 | 4,922,561 | 0 | 4,922,561 | 4,922,561 | 40.5% |
| Karan Eves | 0 | 4,922,561 | 0 | 4,922,561 | 4,922,561 | 40.5% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
(Amendment No. 8)
(Name of Issuer)
(Title of Class of Securities)
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 714254 109 SCHEDULE 13D
2
Check the Appropriate Box if a Member of a Group
(a): o
(b): o
4
Source of Funds
OO (see Item 3)
6
Citizenship or Place of Organization
Delaware
8
Shared Voting Power
0
10
Shared Dispositive Power
0
12
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
o
14
Type of Reporting Person
OO (Limited Liability Company)
* Percentage of class calculated based on 12,165,732 total outstanding trust units representing beneficial interests (the “Trust Units”) in PermRock Royalty Trust, a Delaware statutory trust (the “Issuer”), as of November 14, 2023, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, filed with the Securities and Exchange Commission (the “SEC”) on November 14, 2023.
2
CUSIP No. 714254 109 SCHEDULE 13D
2
Check the Appropriate Box if a Member of a Group
(a): o
(b): o
4
Source of Funds
OO
6
Citizenship or Place of Organization
United States of America
8
Shared Voting Power
4,922,561 (see items 3, 4 and 5)*
10
Shared Dispositive Power
4,922,561 (see items 3, 4 and 5)*
14
Type of Reporting Person
IN (Individual)
* As further described in Item 5, Marshall Eves may be deemed to beneficially own the Trust Units of the Issuer that are held by Boaz Energy II, LLC and Karan Eves.
** Percentage of class calculated based on 12,165,732 total outstanding Trust Units as of November 14, 2023, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, filed with the SEC on November 14, 2023.
3
CUSIP No. 714254 109 SCHEDULE 13D
2
Check the Appropriate Box if a Member of a Group
(a): o
(b): o
4
Source of Funds
OO
6
Citizenship or Place of Organization
United States of America
8
Shared Voting Power
4,922,561 (see items 3, 4 and 5)*
10
Shared Dispositive Power
4,922,561 (see items 3, 4 and 5)*
14
Type of Reporting Person
IN (Individual)
* As further described in Item 5, Karan Eves may be deemed to beneficially own the Trust Units of the Issuer that are held by Boaz Energy II, LLC and Marshall Eves.
** Percentage of class calculated based on 12,165,732 total outstanding Trust Units as of November 14, 2023, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, filed with the SEC on November 14, 2023.
4
This Amendment No. 8 to Schedule 13D (this “Schedule 13D Amendment No. 8”) amends the information provided in the Statement on Schedule 13D filed on May 14, 2018, as amended by Amendment No. 1 to Schedule 13D filed on February 4, 2021, Amendment No. 2 to Schedule 13D filed on June 28, 2022, Amendment No. 3 to Schedule 13D filed on November 16, 2022, Amendment No. 4 to Schedule 13D filed on December 21, 2022, Amendment No. 5 to Schedule 13D filed on January 27, 2023, Amendment No. 6 to Schedule 13D filed on February 22, 2023 and Amendment No. 7 to Schedule 13D filed on July 31, 2023 (as amended, the “Original Schedule 13D” and, as further amended by this Schedule 13D Amendment No. 8, the “Schedule 13D”). This Schedule 13D Amendment No. 8 amends the information disclosed in the Schedule 13D as set forth herein. Except as otherwise specified in this Schedule 13D Amendment No. 8, all items left blank remain unchanged in all material respects. Capitalized terms used herein but not defined herein have the respective meanings ascribed to them in the Schedule 13D.
Responses to each item of this Schedule 13D Amendment No. 8 are incorporated by reference into the response to each other item, as applicable.
(d) Boaz Energy has the right to receive distributions from, and the proceeds from the sale of, the respective Trust Units reported by Boaz Energy on the cover page of this Schedule 13D and in this Item 5. See Schedule I for the information applicable to the Listed Persons. Except for the foregoing, no other person is known by the Reporting Persons to have the right to receive or the power to direct the receipt of distributions from, or the proceeds from the sale of, Trust Units beneficially owned by the Reporting Persons or, to the Reporting Persons’ knowledge, the Listed Persons.
(e) Inapplicable.
6
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Date: December 6, 2023
BOAZ ENERGY II, LLC
By: /s/ Marshall Eves
Name: Marshall Eves
Title: Chief Executive Officer
By: /s/ Marshall Eves
Name: Marshall Eves
By: /s/ Karan Eves
Name: Karan Eves