Filing Details

Accession Number:
0001477932-23-007602
Form Type:
13G Filing
Publication Date:
2023-10-11 20:00:00
Filed By:
Zhang Xiaochun
Company:
Tantech Holdings Ltd (NASDAQ:TANH)
Filing Date:
2023-10-12
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Xiaochun Zhang 210,000 210,000 210,000 5.92%
Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G Under the Securities Exchange Act of 1934

(Amendment No. )*

 

TANTECH HOLDINGS LTD

(Name of Issuer)

  

Common Shares 

(Title of Class of Securities)

 

G8675X149

(CUSIP Number)

 

July 25, 2023 

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

  

SCHEDULE 13G

 

CUSIP No.

G8675X149

 

 

1

Names of Reporting Persons

 

Xiaochun Zhang

2

Check the appropriate box if a member of a Group (see instructions)

 

(a) ☐

(b) ☐

3

Sec Use Only

  

 

4

Citizenship or Place of Organization

 

China

  

Number of

Shares

Beneficially

Owned by Each

Reporting Person

With:

5

Sole Voting Power

 

210,000

6

Shared Voting Power

 

None

7

Sole Dispositive Power

 

210,000

8

Shared Dispositive Power

 

None

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

210,000

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

11

Percent of class represented by amount in row (9)

 

5.92%(1)

12

Type of Reporting Person (See Instructions)

 

IN

 

Notes:

 

(1)

The number of the common shares of the issuer outstanding used in calculating the percentage is 3,547,089 as of the date hereof.

 

 
Page 2 of 6
 

  

Item 1.

 

(a)

Name of Issuer:

 

TANTECH HOLDINGS LTD.

 

(b)

Address of Issuer’s Principal Executive Offices:

 

c/o Zhejiang Tantech Bamboo Technology Co., Ltd.

No. 10 Cen Shan Road, Shuige Industrial Zone, Lishui City, Zhejiang Province 323000, People’s Republic of China

 

Item 2.

 

(a)

Names of Persons Filing:

 

(i)

Xiaochun Zhang

 

(b)

Address of Principal Business Office or, if None, Residence:

 

6/F RFCM, Manulife Place, 348 Kwun Tong Road, Kowloon, Hong Kong, China

  

(c)

Citizenship:

 

China

 

(d)

Title and Class of Securities:

 

Common Shares

  

(e)

CUSIP No.:

 

G8675X149  

 

 
Page 3 of 6
 

   

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

Broker or dealer registered under Section 15 of the Act;

 

 

 

 

 

(b)

Bank as defined in Section 3(a)(6) of the Act;

 

 

 

 

 

(c)

Insurance company as defined in Section 3(a)(19) of the Act;

 

 

 

 

 

(d)

Investment company registered under Section 8 of the Investment Company Act of 1940;

 

 

 

 

 

(e)

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

 

 

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

 

 

 

 

(j)

A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);

 

 

 

 

 

(k)

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.

Ownership

 

Reporting Persons

 

 

(a)

Amount Beneficially Owned

210,000

 

 

 

 

 

(b)

Percent of Class:

5.92%(1)

 

 

 

 

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:

210,000

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:

0

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:

210,000

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of:

 0

     

Notes:

 

(1)

The number of the common shares of the issuer outstanding used in calculating the percentage is 3,547,089 as of the date hereof.

  

 
Page 4 of 6
 

  

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

  

Item 6.

Ownership of more than Five Percent on Behalf of Another Person.

 

 

Not Applicable.

  

Item 7.

Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

 

 

Not Applicable.

  

Item 8.

Identification and classification of members of the group.

 

 

Not Applicable.

  

Item 9.

Notice of Dissolution of Group.

 

 

Not Applicable.

 

Item 10.

Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
Page 5 of 6
 

  

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 Dated: October 12, 2023

/s/ Xiaochun Zhang

 

 

Xiaochun Zhang

 

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).

 

 
Page 6 of 6