Filing Details
- Accession Number:
- 0001540462-16-000003
- Form Type:
- 13D Filing
- Publication Date:
- 2016-10-26 11:13:21
- Filed By:
- Richmond Brothers, Inc.
- Company:
- Firma Holdings Corp.
- Filing Date:
- 2016-10-26
- SEC Url:
- 13D Filing
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
FIRMA HOLDINGS CORP.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
87609J100
(CUSIP Number)
David Richmond
3568 Wildwood Avenue
Jackson, MI 49202
3568 Wildwood Avenue
Jackson, MI 49202
(Name, Address and Telephone Number of Person Authorized to Receieve Notices and Communications)
October 19, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject
of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [X]
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with
respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page
The information required on the remainder of this cover page shall not be deemed to be filed for the purposes of
Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Instructions).
CUSIP No.: 87609J100
| ITEM 1. | SECURITY AND ISSUER: |
| Firma Holdings Corp. | |
| ITEM 2. | IDENTITY AND BACKGROUND: |
| Richmond Brothers, Inc. Michigan SEC Registered Investment Adviser 3568 Wildwood Avenue Jackson, MI 49202 Richmond Brothers, Inc. has not been convicted in a criminal proceeding nor was it a party to a civil proceeding of a judicial or administrative body of competent jurisdiction. | |
| ITEM 3. | SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: |
| Client assets under management are used as source of funds in making the purchases of FRMA. | |
| ITEM 4. | PURPOSE OF TRANSACTION: |
| ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER: |
| ITEM 6. | CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: |
| ITEM 7. | MATERIALS TO BE FILES AS EXHIBITS: |