Filing Details

Accession Number:
0001193125-23-028381
Form Type:
13G Filing
Publication Date:
2023-02-07 19:00:00
Filed By:
Bayview Legacy, Llc
Company:
Arteris Inc.
Filing Date:
2023-02-08
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bayview Legacy 0 10,323,891 0 10,323,891 10,323,891 30.9%
K. Charles Janac 185,230 10,323,891 185,230 10,323,891 10,509,121 31.4%
Filing

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

Arteris, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

04302A104

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


  CUSIP No. 04302A104    Schedule 13G    Page 1 of 7

 

  1    

  Names of Reporting Persons

 

  Bayview Legacy, LLC

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Delaware

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  10,323,891

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  10,323,891

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  10,323,891

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  30.9%

12  

  Type of Reporting Person

 

  OO


  CUSIP No. 04302A104    Schedule 13G    Page 2 of 7

 

  1    

  Names of Reporting Persons

 

  K. Charles Janac

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  United States

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  185,230

   6  

  Shared Voting Power

 

  10,323,891

   7  

  Sole Dispositive Power

 

  185,230

   8  

  Shared Dispositive Power

 

  10,323,891

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  10,509,121

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  31.4%

12  

  Type of Reporting Person

 

  IN


  CUSIP No. 04302A104    Schedule 13G    Page 3 of 7

 

ITEM 1.

(a)     Name of Issuer:

Arteris, Inc. (the Issuer).

(b)     Address of Issuers Principal Executive Offices:

595 Millich Drive, Suite 200, Campbell, CA 95008

 

ITEM 2.

(a)     Name of Person Filing:

Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:

Bayview Legacy, LLC

K. Charles Janac

(b)     Address or Principal Business Office:

The business address for each of Bayview Legacy, LLC and Mr. Janac is c/o Arteris, Inc., 595 Millich Drive, Suite 200, Campbell, CA 95008.

(c)     Citizenship of each Reporting Person is:

Bayview Legacy, LLC is organized under the laws of the State of Delaware. Mr. Janac is a citizen of the United States.

(d)     Title of Class of Securities:

Common Stock, par value $0.001 per share (Common Stock).

(e)     CUSIP Number:

04302A104

 

ITEM 3.

Not applicable.


  CUSIP No. 04302A104    Schedule 13G    Page 4 of 7

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2022, based upon 33,425,197 shares of Common Stock outstanding as of November 1, 2022, as disclosed in the Issuers Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 8, 2022.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole power
to vote or to
direct the
vote:
     Shared power
to vote or to
direct the vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

Bayview Legacy, LLC

     10,323,891        30.9     0        10,323,891        0        10,323,891  

K. Charles Janac

     10,509,121        31.4     185,230        10,323,891        185,230        10,323,891  

Bayview Legacy, LLC is the record holder of 10,323,891 shares of Common Stock. Mr. Janac is the manager of Bayview Legacy, LLC and, as such, may be deemed to share beneficial ownership of the securities held of record by Bayview Legacy, LLC.

Mr. Janac may also be deemed to share beneficial ownership of 185,230 shares of Common Stock, which includes (i) 104,641 shares of Common Stock held of record by Mr. Janac, (ii) 77,286 shares of Common Stock held of record by the Janac Trust and (iii) 3,303 shares of Common Stock underlying restricted stock units that will vest on or prior to March 1, 2023.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.


  CUSIP No. 04302A104    Schedule 13G    Page 5 of 7

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


  CUSIP No. 04302A104    Schedule 13G    Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 8, 2023

 

Bayview Legacy, LLC

By:

 

/s/ K. Charles Janac

Name:

 

K. Charles Janac

Title:

 

Manager

K. Charles Janac

/s/ K. Charles Janac


  CUSIP No. 04302A104    Schedule 13G    Page 7 of 7

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement (previously filed).