Filing Details

Accession Number:
0001193125-22-040630
Form Type:
13G Filing
Publication Date:
2022-02-13 19:00:00
Filed By:
Ameriprise Financial Inc
Company:
Carriage Services Inc (NYSE:CSV)
Filing Date:
2022-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Ameriprise Financial, Inc. S.S. or 0 1,052,365 0 1,052,540 1,052,540 6.32%
TAM UK International Holdings Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Asset Management Oversight Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
Ameriprise International Holdings GmbH 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Asset Management Holdings Sarl 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Holdings Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
TAM UK Holdings Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Asset Management Holdings Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
TC Financing Ltd 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Asset Management Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
Threadneedle Investment Services Limited 0 1,026,527 0 1,026,527 1,026,527 6.16%
Filing

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Amendment #1

Under the Securities and Exchange Act of 1934

Carriage Services Inc

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

143905107

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

  Ameriprise Financial, Inc.

 

  S.S. or I.R.S. Identification No. of Above Person

  IRS No. 13-3180631

 

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,052,365

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,052,540

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,052,540

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.32%

12)    

  Type of Reporting Person

 

  HC


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  TAM UK International Holdings Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Asset Management Oversight Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Ameriprise International Holdings GmbH

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  Switzerland

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Asset Management Holdings Sarl

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  Luxembourg

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Holdings Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  TAM UK Holdings Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Asset Management Holdings Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  TC Financing Ltd

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Asset Management Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


CUSIP NO. 143905107

 

  1)    

  Name of Reporting Person

 

  Threadneedle Investment Services Limited

  2)    

   Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☒*

 

*   This filing describes the reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.

 

  3)    

  SEC Use Only

 

  4)    

  Citizenship or Place of Organization

 

  England and Wales

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)     

  Sole Voting Power

 

  0

  6)     

  Shared Voting Power

 

  1,026,527

  7)     

  Sole Dispositive Power

 

  0

  8)     

  Shared Dispositive Power

 

  1,026,527

  9)    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  1,026,527

10)    

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11)    

  Percent of Class Represented by Amount In Row (9)

 

  6.16%

12)    

  Type of Reporting Person

 

  FI


1(a)    Name of Issuer:    Carriage Services Inc.
1(b)    Address of Issuers Principal    3040 Post Oak Boulevard, Suite 300
   Executive Offices:    Houston, Texas 77056
2(a)    Name of Person Filing:    (a) Ameriprise Financial, Inc. (AFI)
      (b) TAM UK International Holdings Limited (TAMUKI)
      (c) Threadneedle Asset Management Oversight Limited (TAMOL)
      (d) Ameriprise International Holdings GmbH (AIHG)
      (e) Threadneedle Asset Management Holdings Sarl (TAMH)
      (f) Threadneedle Holdings Limited (THL)
      (g) TAM UK Holdings Limited (TUHL)
      (h) Threadneedle Asset Management Holdings Limited (TAMHL)
      (i) TC Financing Ltd (TCFL)
      (j) Threadneedle Asset Management Limited (TAML)
      (k) Threadneedle Investment Services Limited (TISL)
      Persons (a) through (k) are sometimes referred to herein as the Ameriprise Entities.
2(b)    Address of Principal Business Office:    (a) Ameriprise Financial, Inc. 145 Ameriprise Financial Center Minneapolis, MN 55474
      (b) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (c) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (d) Lambrigger Treuhand AG, Industriestrasse 49, 6300 Zug, Switzerland
      (e) 19 rue de Bitbourg, Luxembourg, 1273
      (f) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (g) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (h) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (i) Cannon Place, 78 Cannon Street, London, EC4N 6AG

      (j) Cannon Place, 78 Cannon Street, London, EC4N 6AG
      (k) Cannon Place, 78 Cannon Street, London, EC4N 6AG
2(c)    Citizenship:    (a) Delaware
      (b) England and Wales
      (c) England and Wales
      (d) Switzerland
      (e) Luxembourg
      (f) England and Wales
      (g) England and Wales
      (h) England and Wales
      (i) England and Wales
      (j) England and Wales
      (k) England and Wales
2(d)    Title of Class of Securities:    Common Stock
2(e)    Cusip Number:    143905107

 

3

Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

(a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

(b) TAM UK International Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(c) Threadneedle Asset Management Oversight Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(d) Ameriprise International Holdings GmbH

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(e) Threadneedle Asset Management Holdings Sarl

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(f) Threadneedle Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).


(g) TAM UK Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(h) Threadneedle Asset Management Holdings Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(i) TC Financing Ltd

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(j) Threadneedle Asset Management Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

(k) Threadneedle Investment Services Limited

A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).

 

4

Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI, as the parent company of the other Ameriprise Entities, may be deemed to beneficially own the shares reported herein by those reporting persons. Accordingly, the shares reported herein by AFI include those shares separately reported herein by those reporting persons.

Each of the Ameriprise Entities disclaims beneficial ownership of any shares reported on this Schedule.

 

5

Ownership of 5% or Less of a Class: Not Applicable

 

6

Ownership of more than 5% on Behalf of Another Person: Not Applicable

 

7

Identification and Classification of the Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

 

8

Identification and Classification of Members of the Group:

Not Applicable

 

9

Notice of Dissolution of Group:

Not Applicable


10

Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2022    
    Ameriprise Financial, Inc.
          By:  

/s/ Michael G. Clarke

          Name: Michael G. Clarke
          Title: Senior Vice President, Head of Global Operations
    Ameriprise International Holdings GmbH
          By:  

/s/ James R. Debuse

          Name: James R. Debuse
          Title: Director
    TAM UK International Holdings Limited
    Threadneedle Asset Management Oversight Limited
    Threadneedle Asset Management Holdings Sarl
    Threadneedle Holdings Limited
    TAM UK Holdings Limited
    Threadneedle Asset Management Holdings Limited
    TC Financing Ltd
    Threadneedle Asset Management Limited
    Threadneedle Investment Services Limited
    By Columbia Management Investment
         Advisers, LLC, as Attorney in Fact
          By:  

/s/ Michael G. Clarke

          Name: Michael G. Clarke
          Title: Senior Vice President, Head of Global Operations
    Contact Information
          Mark D. Braley
          Vice President
          Head of Reporting and Data Management |
          Global Operations and Investor Services
          Telephone: (617) 747-0663

Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement
Exhibit III    Powers of Attorney