Filing Details
- Accession Number:
- 0001415889-16-006352
- Form Type:
- 13G Filing
- Publication Date:
- 2016-07-01 16:15:09
- Filed By:
- Calm Seas Capital Llc
- Company:
- Vistagen Therapeutics Inc. (OTCMKTS:VTGN)
- Filing Date:
- 2016-07-01
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Beneficially Owned Number of Shares | Beneficially Owned Number of Aggregate Shares | Percent of Class |
---|---|---|---|
Calm Seas Capital | 0 | 170,257 | 0 |
Michael McCarthy | 0 | 170,257 | 0 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
VISTAGEN THERAPEUTICS, INC. |
Common Stock, par value $0.001 per share |
92840H202 |
June 24 , 2016 |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 92840H202 | ||||||
(1) | Names of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only)
Calm Seas Capital 261342718 | |||||
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) | |||||
(3) | SEC Use Only
| |||||
(4) | Citizenship or Place of Organization
Nevada | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | (5) | Sole Voting Power
0 | ||||
(6) | Shared Voting Power
170,257 | |||||
(7) | Sole Dispositive Power
0 | |||||
(8) | Shared Dispositive Power
170,257 | |||||
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person
170,257 | |||||
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
(See Instructions) | |||||
(11) | Percent of Class Represented by Amount in Row (9)
2.14% | |||||
(12) | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 92840H202 | ||||||
(1) | Names of Reporting Persons/ I.R.S. Identification Nos. of Above Persons (Entities Only)
Michael McCarthy
| |||||
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) | |||||
(3) | SEC Use Only
| |||||
(4) | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | (5) | Sole Voting Power
0 | ||||
(6) | Shared Voting Power
170,257 | |||||
(7) | Sole Dispositive Power
0 | |||||
(8) | Shared Dispositive Power
170,257 | |||||
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person
170,257 | |||||
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
(See Instructions) | |||||
(11) | Percent of Class Represented by Amount in Row (9)
2.14% | |||||
(12) | Type of Reporting Person (See Instructions)
IN |
South San Francisco, California, 94080
Michael McCarthy
Sparks, NV 89431
Mr. Michael McCarthy is the Managing Director of Calm Seas Capital and has voting and dispositive power over the securities described above.
SIGNATURES |
Calm Seas Capital | |
By: | /s/ Michael McCarthy |
Name: Michael McCarthy | |
Title: Managing Director |