Filing Details

Accession Number:
0001078782-16-003011
Form Type:
13G Filing
Publication Date:
2016-06-20 17:13:47
Filed By:
Lau Warren C
Company:
Nexus Biopharma Inc
Filing Date:
2016-06-20
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Warren Lau 7,899,741 0 7,899,741 0 7,899,741 12.3%
Filing


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13G


Under the Securities Exchange Act of 1934




Nexus BioPharma, Inc.

(Name of Issuer)

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

65341U104

(CUSIP Number)

 

June 9, 2016

(Date of Event which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

      .  Rule 13d-1(b)

  X .  Rule 13d-1(c)

      .  Rule 13d-1(d)


* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.


The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).








 

 

 

 

 

CUSIP No. 65341U104

 

 

 

13G

 

 

 

 

 


 

 

 

 

 

1.

 

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)


Warren Lau

  

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)         .

(b)         .

 

 

 

3.

 

SEC USE ONLY

  

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York, United States

  

 

 


NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.

 

SOLE VOTING POWER


7,899,741 

  

 

6.

 

SHARED VOTING POWER


0

  

 

7.

 

SOLE DISPOSITIVE POWER


7,899,741

 

 

8.

 

SHARED DISPOSITIVE POWER


0

   


 

 

 

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON


7,899,741  

 

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)          .

   

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)


12.3%*

  

 

 

12.

 

TYPE OF REPORTING PERSON (see instructions)


CO

  

 

 

* Percentage calculated based on 64,300,000 shares of Common Stock outstanding, as reported by the Issuer on its Form 8-K/A filed with the Securities and Exchange Commission on June 16, 2016.

 

 





 

 

 

 

 

CUSIP No. 65341U104

 

 

 

13G


Item 1.


 

(a)

Name of Issuer


Nexus BioPharma, Inc.

 

 

 

 

(b)

Address of Issuers Principal Executive Offices


8 Hillside Ave., Suite 108

Montclair, NJ 07042


Item 2.


 

(a)

Name of Person Filing


Warren Lau

 

 

 

 

(b)

Address of the Principal Office or, if none, residence


c/o Nexus BioPharma Inc. 8 Hillside Ave., Suite 108, Montclair, NJ 07042.

 

 

 

 

(c)

Citizenship


United States

 

 

 

 

(d)

Title of Class of Securities


Common Stock, par value $0.001 per share

 

 

 

 

(e)

CUSIP Number


65341U104


Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:


 

(a)

      .

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

 

 

 

(b)

      .

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(c)

      .

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(d)

      .

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

 

 

 

(e)

      .

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

      .

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

      .

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

      .

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

 

 

(i)

      .

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

 

 

 

(j)

      .

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

 





 

 

 

 

 

CUSIP No. 65341U104

 

 

 

13G


Item 4.  Ownership.


Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.


 

(a)

Amount beneficially owned: 

 

 


Warren Lau is the record owner of 7,899,741 shares of Common Stock as of June 9, 2016.  Mr. Lau has served as the Issuers President and Chief Executive Officer and Director since its inception.  Mr. Lau holds the voting and dispositive power over the shares held.

 

 

(b)

Percent of class:

 

 


12.3%.  The percentage is calculated based on 64,300,000 shares of Common Stock outstanding, as reported by the Issuer on its Form 8-K/A filed with the Securities and Exchange Commission on June 16, 2016.

 

 

(c)

Number of shares as to which the person has:  

 

 

 

 

 

 

(i)

Sole power to vote or to direct the vote:  7,899,741

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:  0

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:  7,899,741

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of:  0


Item 5.  Ownership of Five Percent or Less of a Class.


If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following           ..


Item 6.  Ownership of More than Five Percent on Behalf of Another Person.


Not Applicable.


Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.


Not Applicable.


Item 8.  Identification and Classification of Members of the Group.


Not Applicable.


Item 9.  Notice of Dissolution of Group.


Not Applicable.


Item 10.  Certifications.


By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. 




Signatures


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date:

June 20, 2016

 

 

 

 

 

 

 

 

 

 

 

 

 /s/ Warren Lau

 

 

Warren Lau