Filing Details

Accession Number:
0001571049-16-015619
Form Type:
13D Filing
Publication Date:
2016-05-27 17:01:26
Filed By:
Privet Fund Lp
Company:
Noble Romans Inc (OTCMKTS:NROM)
Filing Date:
2016-05-27
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Privet Fund 0 938,582 0 938,582 938,582 4.5%
Privet Fund Management 0 1,038,582 0 1,038,582 1,038,582 5.0%
Ryan Levenson 0 1,038,582 0 1,038,582 1,038,582 5.0%
Filing
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

Noble Roman’s, Inc.

 

 

(Name of Issuer)

 

Common Stock, no par value

 

 

(Title of Class of Securities)

 

655107100

(CUSIP Number)

 

Privet Fund LP

Attn: Ryan Levenson

79 West Paces Ferry Road, Suite 200B

Atlanta, GA 30305

 

With a copy to:

 

Rick Miller

Bryan Cave LLP

1201 W. Peachtree St., 14th Floor

Atlanta, GA 30309

Tel: (404) 572-6600

 

 

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

May 20, 2016

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box ¨.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

*               The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 2 of 7 Pages    

 

1

NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Privet Fund LP

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 

 

(a)þ
(b) ¨
3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                                              ¨

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION  Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH
REPORTING

PERSON
WITH:

7

SOLE VOTING POWER

0

8

SHARED VOTING POWER

938,582

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

938,582

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

938,582

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

4.5% (1)

14

TYPE OF REPORTING PERSON

PN

         
   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 3 of 7 Pages    

  

1

NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Privet Fund Management LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 

 

(a)þ
(b) ¨
3

SEC USE ONLY

 

4

SOURCE OF FUNDS

WC, AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                                              ¨

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION  Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH
REPORTING

PERSON
WITH:

7

SOLE VOTING POWER

0 

8

SHARED VOTING POWER

1,038,582

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,038,582

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,038,582

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES þ
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

5.0% (1)

14

TYPE OF REPORTING PERSON

OO

         
   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 4 of 7 Pages    

  

1

NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Ryan Levenson

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 

 

(a)þ
(b) ¨
3

SEC USE ONLY

 

4

SOURCE OF FUNDS

AF

5

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)                                              ¨

 

6

CITIZENSHIP OR PLACE OF ORGANIZATION  United States

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH
REPORTING

PERSON
WITH:

7

SOLE VOTING POWER

0 

8

SHARED VOTING POWER

1,038,582

9

SOLE DISPOSITIVE POWER

0

10

SHARED DISPOSITIVE POWER

1,038,582

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

1,038,582

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

5.0% (1)

14

TYPE OF REPORTING PERSON

IN

         

(1) Calculated based on information included in the Form 10-Q filed by the Corporation for the calendar quarter ended March 31, 2016, which reported that 20,783,032 shares of Common Stock were outstanding as of May 6, 2016.

 

   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 5 of 7 Pages    

 

Reference is hereby made to the statement on Schedule 13D filed with the Securities and Exchange Commission on June 23, 2014, as amended on August 4, 2014, as amended on January 7, 2015, as amended on January 29, 2015, as amended on April 10, 2015, as amended on May 13, 2015, as amended on November 12, 2015, as amended on December 7, 2015, and as amended on April 20, 2016 (the “Schedule 13D”), with respect to the Common Stock, no par value (the “Common Stock”), of Noble Roman’s, Inc., an Indiana Corporation (the “Corporation” or “Issuer”). Capitalized terms not otherwise defined herein are used as defined in the Schedule 13D. The Reporting Persons hereby amend and supplement the Schedule 13D as follows.

 

Item 4. Purpose of Transaction

 

The Reporting Persons reduced their percentage ownership in the Issuer below 5% ownership.

 

Item 5.  Interest in Securities of the Issuer.

 

Item 5(a) is hereby amended and restated in its entirety to read as follows:

 

(a) As of the date of this filing, the Reporting Persons beneficially own 1,038,582 shares (the “Shares”), or approximately 5.0% of the outstanding Common Stock of the Corporation (calculated based on information included in the Form 10-Q filed by the Corporation for the calendar quarter ended March 31, 2016, which reported that 20,783,032 shares of Common Stock were outstanding as of May 6, 2016).

 

   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 6 of 7 Pages    

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

  

Date:  May 27, 2016

PRIVET FUND LP

 

By: Privet Fund Management LLC,

Its Managing Partner

 

By: /s/ Ryan Levenson

Name: Ryan Levenson

Its: Sole Manager

 

PRIVET FUND MANAGEMENT LLC

 

By: /s/ Ryan Levenson

Name: Ryan Levenson

Its: Sole Manager

 

/s/ Ryan Levenson

Ryan Levenson

 

   

 

SCHEDULE 13D

 

   CUSIP No. 655107100   Page 7 of 7 Pages    

 SCHEDULE 1

 

Shares Acquired or Sold by the Reporting Persons in the Last 60 Days or Since Their Most Recent Schedule 13D Filing:

 

Unless otherwise indicated, all transactions were effected on the open market.

 

1.Privet Fund LP

 

  Nature of Transaction
(Purchase/Sale)
   
Trade Date Number of
Shares
Price Per Share (1)
5/13/2016 Sale 1,000 $.6300
5/16/2016 Sale 500 $.6300
5/17/2016 Sale 126,200 $.6000
5/20/2016 Sale 250,000 $.5100
5/23/2016 Sale 125,000 $.5205
5/24/2016 Sale 97,800 $.5252
5/25/2016 Sale 49,750 $.5101
5/26/2016 Sale 300,000 $.4766

 

 

1 Not including any brokerage fees.