Filing Details

Accession Number:
0001415889-16-006028
Form Type:
13G Filing
Publication Date:
2016-05-26 08:33:18
Filed By:
Honig Barry C
Company:
Vbi Vaccines Inc. (Old Filings) (NASDAQ:VBIV)
Filing Date:
2016-05-26
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Barry Honig 2,001,327 1,046,276 2,001,327 1,046,276 3,047,603 9.32%
Marlin Capital Investments 0 3,000 0 3,000 3,000 0.00009%
GRQ Consultants, Inc 0 153,925 0 153,925 153,925 0.47%
GRQ Consultants, Inc. Roth 401K FBO Barry Honig 0 500,000 0 500,000 500,000 1.53%
GRQ Consultants, Inc. 401K 0 284,728 0 284,728 284,728 0.87%
Barry Renee Honig Charitable Foundation 0 104,622 0 104,622 104,622 0.32%
Filing


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

Amendment No. 4
To
SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(b)


VBI Vaccines, Inc.
(Name of Issuer)

COMMON STOCK, PAR VALUE $.0001 PER SHARE
(Title of Class of Securities)

91822J103
(CUSIP Number)

 
Barry Honig
555 South Federal Highway #450
Boca Raton, FL 33432

Copy to:
Harvey Kesner, Esq.
61 Broadway, 32nd Floor
New York, NY 10006
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

May 9, 2016
(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ] Rule 13d-1(b)
[ x] Rule 13d-1(c)
[   ] Rule 13d-1(d)


 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Honig
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
2,001,327
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
1,046,276 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
2,001,327
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
1,046,276 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,047,603 (2)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
 9.32% (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
IN

(1) 
Represents i) 3,000 shares of common stock held by Marlin Capital Investments, LLC, for which Barry Honig is the Manager and over whose securities he holds voting and dispositive power; ii) 153,925 shares of common stock held by GRQ Consultants, Inc., for which Barry Honig is President and over whose securities he holds voting and dispositive power; iii) 500,000 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; iv) 284,728 shares of common stock held by GRQ Consultants, Inc. 401K, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; and v) 104,622 shares of common stock held by Barry & Renee Honig Charitable Foundation, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power.

(2) 
Represents i) 1,990,315 shares of common stock held by Barry Honig; (ii) 3,000 shares of common stock held by Marlin Capital Investments, LLC, for which Barry Honig is the Manager and over whose securities he holds voting and dispositive power; iii) 153,925 shares of common stock held by GRQ Consultants, Inc., for which Barry Honig is President and over whose securities he holds voting and dispositive power; iv) 500,000 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; v) 284,728 shares of common stock held by GRQ Consultants, Inc. 401K, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; and vi) 104,622 shares of common stock held by Barry & Renee Honig Charitable Foundation, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power.



 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Marlin Capital Investments, LLC
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
3,000 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
3,000 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
3,000 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.00009% (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1) 
Barry Honig is the Manager of Marlin Capital Investments, LLC. In such capacity he holds voting and dispositive power over the securities held by this entity.
 

 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GRQ Consultants, Inc.
 
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
 
3
 
SEC USE ONLY
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
153,925 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
153,925 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
153,925 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.47%  (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
CO

(1) 
Barry Honig is the Manager of GRQ Consultants, Inc. In such capacity he holds voting and dispositive power over the securities held by this entity.
 

 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GRQ Consultants, Inc. Roth 401K FBO Barry Honig
 
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
 
3
 
SEC USE ONLY
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
500,000 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
500,000 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
500,000 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
1.53% (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1)
Barry Honig is the Trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig. In such capacity he holds voting and dispositive power over the securities held by this entity.


 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GRQ Consultants, Inc. 401K
 
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
 
3
 
SEC USE ONLY
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
284,728 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
284,728 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
284,728 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0.87%  (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1)
Barry Honig is the Trustee of GRQ Consultants, Inc. 401K. In such capacity he holds voting and dispositive power over the securities held by this entity.


 
CUSIP No. 91822J103
 

 
1
 
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry & Renee Honig Charitable Foundation
 
 
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                        (a) ¨
                                                                                                                                                             (b) ¨
 
 
3
 
SEC USE ONLY
 
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Florida
 
 
 
 
NUMBER OF SHARES
 
5
 
SOLE VOTING POWER
 
0
 
BENEFICIALLY
OWNED BY
 
6
 
SHARED VOTING POWER
 
104,622 (1)
 
EACH
REPORTING
 
7
 
SOLE DISPOSITIVE POWER
 
0
 
PERSON WITH
 
8
 
SHARED DISPOSITIVE POWER
 
104,622 (1)
 
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
104,622 (1)
 
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
 0.32%  (Based on 32,696,881 shares of common stock outstanding as of May 9, 2016)
 
12
 
TYPE OF REPORTING PERSON*
 
OO

(1) 
Barry Honig is the Trustee of the Barry & Renee Honig Charitable Foundation. In such capacity he holds voting and dispositive power over the securities held by this entity.


Item 1(a).           Name of Issuer:

VBI Vaccines, Inc., a Delaware corporation (the “Issuer”)

Item 1(b).           Address of Issuer's Principal Executive Offices:

222 3rd Street, Suite 2241
Cambridge, MA 02142

Item 2(a).           Name of Person Filing.

The statement is filed on behalf of Barry Honig, Marlin Capital Investments, LLC, GRQ Consultants, Inc., GRQ Consultants, Inc. Roth 401K FBO Barry Honig, GRQ Consultants, Inc. 401K, and the Barry & Renee Honig Charitable Foundation (collectively, the “Reporting Persons”).

Item 2(b).           Address of Principal Business Office or, if None, Residence.

555 South Federal Highway #450, Boca Raton, FL 33432

Item 2(c).           Citizenship.

United States/Florida

Item 2(d).           Title of Class of Securities.

Common Stock, par value $0.0001 per share.

Item 2(e).            CUSIP Number.

91822J103

Item 3.                Type of Person

Not applicable.

Item 4.                Ownership.

(a) Amount beneficially owned: 3,047,603 (1)(2)

(b) Percent of class:

(c) Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote: Barry Honig may be deemed to have sole power to vote or direct the vote of 2,001,327 shares of the Issuer’s common stock (1).

(ii) Shared power to vote or to direct the vote: Barry Honig may be deemed to shared power to vote or direct the vote of 1,033,660 shares of the Issuer’s common stock (2).

 
(iii) Sole power to dispose or to direct the disposition of: Barry Honig may be deemed to have sole power to vote or direct the vote of 1,990,315 shares of the Issuer’s common stock (1).
 
(iv) Shared power to dispose or to direct the disposition of: Barry Honig may be deemed to shared power to vote or direct the vote of 1,023,660 shares of the Issuer’s common stock (2).

(1)
Represents i)2,001,327 shares of common stock held by Barry Honig; (ii) 3,000 shares of common stock held by Marlin Capital Investments, LLC, for which Barry Honig is a Manager and over whose securities he holds voting and dispositive power; iii) 153,925 shares of common stock held by GRQ Consultants, Inc., for which Barry Honig is President and over whose securities he holds voting and dispositive power; iv) 500,000 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; v) 284,728 shares of common stock held by GRQ Consultants, Inc. 401K, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; and vi) 104,622 shares of common stock held by Barry & Renee Honig Charitable Foundation, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power.

(2) 
Represents i) 3,000 shares of common stock held by Marlin Capital Investments, LLC, for which Barry Honig is a Manager and over whose securities he holds voting and dispositive power; ii) 153,925 shares of common stock held by GRQ Consultants, Inc., for which Barry Honig is President and over whose securities he holds voting and dispositive power; iii) 500,000 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; iv) 284,728 shares of common stock held by GRQ Consultants, Inc. 401K, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power; and v) 104,622 shares of common stock held by Barry & Renee Honig Charitable Foundation, for which Barry Honig is Trustee and over whose securities he holds voting and dispositive power.

Item 5.                Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.                Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.                Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.
 
Not applicable.

Item 8.                Identification and Classification of Members of the Group.

Not applicable.

Item 9.                Notice of Dissolution of Group.

Not applicable.

Item 10.              Certifications.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.



SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


       
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig
 
       
   
MARLIN CAPITAL INVESTMENTS, LLC
 
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig, Manager
 
       
   
GRQ CONSULTANTS, INC.
 
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig, President
 
       
   
GRQ CONSULTANTS, INC. ROTH 401K FBO BARRY HONIG
 
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig, Trustee
 
       
   
GRQ CONSULTANTS, INC. 40K
 
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig, Trustee
 
       
   
BARRY & RENEE HONIG CHARITABLE FOUNDATION
 
       
Date: May__, 2016
 
/s/ Barry Honig
 
   
Barry Honig, Trustee